Advizex Technologies, LLC Retirement 401(K) Plan — Form 5500 plan (Rolta Advizex Technologies, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Advizex Technologies, LLC Retirement 401(K) Plan is a benefit plan reported by Rolta Advizex Technologies, LLC under EIN 37-1504931 and plan number 001. The latest loaded filing year is 2023. The filing reports 280 participants and $29,126,901 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Rolta Advizex Technologies, LLC
- EIN
- 37-1504931
- Plan number
- 001
- Plan type
- 2
- Location
- Independence, OH
- Latest filing year
- 2023
- Participants
- 280
- End-of-year plan assets
- $29,126,901
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 280 | H, C | 20241014095224NAL0026956977001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $29,126,901
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $29,126,901
- Net assets (BOY)
- $25,215,466
Income & contributions
- Employer contributions
- $525,000
- Participant contributions
- $2,493,243
- Total contributions
- $3,390,615
- Total income / additions
- $7,823,604
Expenses & distributions
- Benefits paid
- $3,746,232
- Administrative expenses
- $135,733
- Total expenses
- $3,912,169
- Net increase / (decrease)
- $3,911,435
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | INVESTMENT ADVISOR | $59,137 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company O | RECORDKEEPER | $35,062 | $0 | 2023 |
| Raymond James & Associates Inc | INVESTMENT ADVISOR | $29,278 | not reported in the loaded dataset | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $12,256 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Rolta Advizex Technologies, LLC
- 2023 Form 5500 filing
- Form 5500 filings in OH
- 401(k) and benefit plan filings in Independence, OH
- Merrill Lynch Pierce Fenner & Smith — Schedule C compensation
- Empower Annuity Insurance Company O — Schedule C compensation
- Raymond James & Associates Inc — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation