Dave Jones, LLC 401(K) Plan — Form 5500 plan (Dave Jones, LLC.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Dave Jones, LLC 401(K) Plan is a benefit plan reported by Dave Jones, LLC. under EIN 39-1331145 and plan number 001. The latest loaded filing year is 2023. The filing reports 635 participants and $30,350,431 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Dave Jones, LLC.
- EIN
- 39-1331145
- Plan number
- 001
- Plan type
- 2
- Location
- Madison, WI
- Latest filing year
- 2023
- Participants
- 635
- End-of-year plan assets
- $30,350,431
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 635 | H, C | 20241015082309NAL0029006801001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $30,350,431
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $30,350,431
- Net assets (BOY)
- $22,959,107
Income & contributions
- Employer contributions
- $1,159,068
- Participant contributions
- $2,974,396
- Total contributions
- $4,166,341
- Total income / additions
- $8,696,508
Expenses & distributions
- Benefits paid
- $1,173,192
- Administrative expenses
- $125,507
- Total expenses
- $1,305,184
- Net increase / (decrease)
- $7,391,324
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Empower Annuity Insurance Company | RECORDKEEPER | $73,296 | $0 | 2023 |
| First Business Bank | INVESTMENT ADVISOR | $45,861 | not reported in the loaded dataset | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $6,350 | not reported in the loaded dataset | 2023 |
| Gwfs Equities Inc | RECORDKEEPER | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Dave Jones, LLC.
- 2023 Form 5500 filing
- Form 5500 filings in WI
- 401(k) and benefit plan filings in Madison, WI
- Empower Annuity Insurance Company — Schedule C compensation
- First Business Bank — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- Gwfs Equities Inc — Schedule C compensation