Waterstone Mortgage 401(K) Plan — Form 5500 plan (Waterstone Mortgage Corporation)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Waterstone Mortgage 401(K) Plan is a benefit plan reported by Waterstone Mortgage Corporation under EIN 39-2001010 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,056 participants and $37,829,725 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Waterstone Mortgage Corporation
- EIN
- 39-2001010
- Plan number
- 001
- Plan type
- 2
- Location
- Pewaukee, WI
- Latest filing year
- 2023
- Participants
- 1,056
- End-of-year plan assets
- $37,829,725
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 1,056 | H, C | 20241008153739NAL0016956257001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $37,829,725
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $37,829,725
- Net assets (BOY)
- $36,174,469
Income & contributions
- Employer contributions
- $882,895
- Participant contributions
- $3,638,505
- Total contributions
- $4,906,576
- Total income / additions
- $10,690,261
Expenses & distributions
- Benefits paid
- $8,741,764
- Administrative expenses
- $66,504
- Total expenses
- $9,035,005
- Net increase / (decrease)
- $1,655,256
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Transamerica Retirement Solutions | RECORDKEEPER | $57,303 | $0 | 2023 |
| Global Retirement Partners LLC | SERVICE PROVIDER | $0 | $13,333 | 2023 |
| Voya Retirement Insurance & Annuity | RECORDKEEPER | $9,201 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Waterstone Mortgage Corporation
- 2023 Form 5500 filing
- Form 5500 filings in WI
- 401(k) and benefit plan filings in Pewaukee, WI
- Transamerica Retirement Solutions — Schedule C compensation
- Global Retirement Partners LLC — Schedule C compensation
- Voya Retirement Insurance & Annuity — Schedule C compensation