Profinium 401(K) Plan — Form 5500 plan (Profinium Financial Holdings, Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Profinium 401(K) Plan is a benefit plan reported by Profinium Financial Holdings, Inc. under EIN 41-1470223 and plan number 001. The latest loaded filing year is 2023. The filing reports 120 participants and $14,672,022 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Profinium Financial Holdings, Inc.
EIN
41-1470223
Plan number
001
Plan type
2
Location
Fairmont, MN
Latest filing year
2023
Participants
120
End-of-year plan assets
$14,672,022

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023120H, C20240930155159NAL0010514496001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$14,672,022
Total liabilities (EOY)
$0
Net assets (EOY)
$14,672,022
Net assets (BOY)
$12,555,262

Income & contributions

Employer contributions
$446,607
Participant contributions
$695,105
Total contributions
$1,400,190
Total income / additions
$3,788,362

Expenses & distributions

Benefits paid
$1,633,066
Administrative expenses
$38,536
Total expenses
$1,671,602
Net increase / (decrease)
$2,116,760

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Empower Annuity Insurance Company OFUND COMPANY RECORDKEEPER$23,210not reported in the loaded dataset2023
Tsc, Inc.TPA$9,558not reported in the loaded dataset2023
Envestnet Retirement Solutions, LLCINVESTMENT ADVISOR$8,312not reported in the loaded dataset2023
Empower Advisory Group, LLCINVESTMENT MANAGEMENT$2,822not reported in the loaded dataset2023

Related Form 5500 pages