Captivate, LLC 401(K) Plan — Form 5500 plan (Captivate, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Captivate, LLC 401(K) Plan is a benefit plan reported by Captivate, LLC under EIN 46-3207027 and plan number 001. The latest loaded filing year is 2023. The filing reports 147 participants and $12,701,773 in end-of-year plan assets, where available in the loaded dataset.
Form 5500 plan profile · 2023
Key reported metrics
Net assets (EOY)$12.7MPlan net assets, end of year$12,701,773
Participants147Covered participants reported
Assets / participant$86.4KComputed: assets ÷ participants$86,407 (computed)
Provider compensation$28.6K3 Schedule C provider row(s)$28,649
- Plan sponsor
- Captivate, LLC
- EIN
- 46-3207027
- Plan number
- 001
- Plan type
- 2
- Location
- Lowell, MA
- Latest filing year
- 2023
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 147 | H, C | 20241004051616NAL0010972273001 |
Schedule H · 2023
Reported financial statement
Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.
Reported balance (end of year)$12.7M total assets
Net assets$12.7MLiabilities$0
Full reported line items
Net assets
- Total assets (EOY)
- $12,701,773
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $12,701,773
- Net assets (BOY)
- $10,137,659
Income & contributions
- Employer contributions
- $450,173
- Participant contributions
- $890,565
- Total contributions
- $1,344,964
- Total income / additions
- $3,212,738
Expenses & distributions
- Benefits paid
- $619,974
- Administrative expenses
- $28,650
- Total expenses
- $648,624
- Net increase / (decrease)
- $2,564,114
Computed from reported fields
Reported ratios
Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.
34%66%
Employer 34%Participant 66%
Total expenses ÷ net assets5%Computed ratio
Benefits paid ÷ total income19%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Securities America Advisors, Inc. | INVESTMENT/FINANCIAL ADVI | $27,434 | $0 | 2023 |
| Adp, Inc. | RECORD KEEPER | $1,215 | $0 | 2023 |
| Adp Broker-Dealer | RECORD KEEPER | $0 | $0 | 2023 |