Castlerock 401(K) Retirement Plan — Form 5500 plan (Castlerock Asset Management LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Castlerock 401(K) Retirement Plan is a benefit plan reported by Castlerock Asset Management LLC under EIN 46-3883479 and plan number 001. The latest loaded filing year is 2023. The filing reports 308 participants and $3,236,508 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Castlerock Asset Management LLC
- EIN
- 46-3883479
- Plan number
- 001
- Plan type
- 2
- Location
- Nashville, TN
- Latest filing year
- 2023
- Participants
- 308
- End-of-year plan assets
- $3,236,508
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 308 | H, C | 20240711051753NAL0032097474001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $3,236,508
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $3,236,508
- Net assets (BOY)
- $1,979,632
Income & contributions
- Employer contributions
- $305,411
- Participant contributions
- $565,452
- Total contributions
- $1,019,211
- Total income / additions
- $1,511,362
Expenses & distributions
- Benefits paid
- $207,362
- Administrative expenses
- $45,741
- Total expenses
- $254,486
- Net increase / (decrease)
- $1,256,876
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Adp, Inc. | RECORD KEEPER | $27,039 | $0 | 2023 |
| Truenorth Securities, Inc | INVESTMENT/FINANCIAL ADVI | $17,424 | $0 | 2023 |