Plan5500

Sequoia Equities 401(K) Plan — Form 5500 plan (Sequoia Equities Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Sequoia Equities 401(K) Plan is a benefit plan reported by Sequoia Equities Inc. under EIN 94-2223344 and plan number 001. The latest loaded filing year is 2023. The filing reports 520 participants and $19,681,295 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Sequoia Equities Inc.
EIN
94-2223344
Plan number
001
Plan type
2
Location
Walnut Creek, CA
Latest filing year
2023
Participants
520
End-of-year plan assets
$19,681,295

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023520H, C20241014135200NAL0053828194001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$19,681,295
Total liabilities (EOY)
$1,134
Net assets (EOY)
$19,680,161
Net assets (BOY)
$15,318,836

Income & contributions

Employer contributions
$650,256
Participant contributions
$1,901,134
Total contributions
$2,658,541
Total income / additions
$5,637,864

Expenses & distributions

Benefits paid
$1,117,348
Administrative expenses
$126,670
Total expenses
$1,276,539
Net increase / (decrease)
$4,361,325

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Principal Life Insurance CompanyCONTRACT ADMINISTRATOR$86,228$02023
Cambridge Investment Research AdvisINVESTMENT ADVISORY$0$28,0002023
Jordan & Associates Retirement ServTHIRD PARTY ADMIN$18,431$6,3822023
Armanino LlpACCOUNTANT$22,011not reported in the loaded dataset2023

Related Form 5500 pages