Plan5500

Schwabplan Retirement Savings And Investment Plan — Form 5500 plan (The Charles Schwab Corporation)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Schwabplan Retirement Savings And Investment Plan is a benefit plan reported by The Charles Schwab Corporation under EIN 94-3025021 and plan number 002. The latest loaded filing year is 2023. The filing reports 43,523 participants and $7,950,669,667 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
The Charles Schwab Corporation
EIN
94-3025021
Plan number
002
Plan type
2
Location
Westlake, TX
Latest filing year
2023
Participants
43,523
End-of-year plan assets
$7,950,669,667

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
202343,523H, C20240918144905NAL0008057792001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$7,950,669,667
Net assets (EOY)
$7,950,669,667
Net assets (BOY)
$6,622,647,373

Income & contributions

Employer contributions
$232,824,121
Participant contributions
$429,136,709
Total contributions
$719,706,010
Total income / additions
$1,699,953,937

Expenses & distributions

Benefits paid
$368,230,009
Administrative expenses
$3,617,082
Total expenses
$371,931,643
Net increase / (decrease)
$1,328,022,294

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Schwab Retirement Plan Services100% OWNED SUBSIDIARY$2,381,112not reported in the loaded dataset2023
Charles Schwab & Co., Inc.100% OWNED SUBSIDIARY$263,762$602023
Creative Planning LLCINVESTMENT ADVISOR$101,901not reported in the loaded dataset2023
Private OceanINVESTMENT ADVISOR$59,661not reported in the loaded dataset2023
Douglas Lane & Associates LLCINVESTMENT ADVISOR$53,746not reported in the loaded dataset2023
Mariner LLCINVESTMENT ADVISOR$52,099not reported in the loaded dataset2023
Envestnet Asset Management IncINVESTMENT ADVISOR$47,907not reported in the loaded dataset2023
Jmg Financial Group LtdINVESTMENT ADVISOR$42,698not reported in the loaded dataset2023
Interocean Capital Group LLCINVESTMENT ADVISOR$36,473not reported in the loaded dataset2023
Mercer Global Advisors IncINVESTMENT ADVISOR$31,336not reported in the loaded dataset2023
Kohmann Bosshard Financial SerINVESTMENT ADVISOR$27,310not reported in the loaded dataset2023
Hightower Advisors LLCINVESTMENT ADVISOR$26,565not reported in the loaded dataset2023
Ascension Wealth Partners LLCINVESTMENT ADVISOR$26,501not reported in the loaded dataset2023
Main Street Research LLCINVESTMENT ADVISOR$25,893not reported in the loaded dataset2023
Tci Wealth Advisors IncINVESTMENT ADVISOR$25,869not reported in the loaded dataset2023
Cookson Peirce & Co IncINVESTMENT ADVISOR$24,581not reported in the loaded dataset2023
At Investment Advisers IncINVESTMENT ADVISOR$23,434not reported in the loaded dataset2023
Armor Investment Advisors LLCINVESTMENT ADVISOR$22,987not reported in the loaded dataset2023
Longview Financial Advisors LlINVESTMENT ADVISOR$20,455not reported in the loaded dataset2023
Cerity Partners LLCINVESTMENT ADVISOR$20,241not reported in the loaded dataset2023
Chicago Partners Investment GrINVESTMENT ADVISOR$19,427not reported in the loaded dataset2023
Polaris Wealth Advisory GroupINVESTMENT ADVISOR$19,341not reported in the loaded dataset2023
Williams Jones Wealth ManagemeINVESTMENT ADVISOR$17,829not reported in the loaded dataset2023
Ep Wealth Advisors LLCINVESTMENT ADVISOR$17,236not reported in the loaded dataset2023
Avior Wealth Management LLCINVESTMENT ADVISOR$16,647not reported in the loaded dataset2023
Freestone Capital Management LINVESTMENT ADVISOR$16,262not reported in the loaded dataset2023
Capital Advantage IncINVESTMENT ADVISOR$15,386not reported in the loaded dataset2023
Private Capital Management LLCINVESTMENT ADVISOR$15,096not reported in the loaded dataset2023
Capital Advisors IncINVESTMENT ADVISOR$14,850not reported in the loaded dataset2023
The Roosevelt Investment GroupINVESTMENT ADVISOR$14,638not reported in the loaded dataset2023
Signaturefd LLCINVESTMENT ADVISOR$14,424not reported in the loaded dataset2023
Ironwood Investment Counsel LlINVESTMENT ADVISOR$13,373not reported in the loaded dataset2023
Lutz Financial Services LLCINVESTMENT ADVISOR$13,084not reported in the loaded dataset2023
Beacon Pointe Advisors LLCINVESTMENT ADVISOR$12,649not reported in the loaded dataset2023
Zega Financial LLCINVESTMENT ADVISOR$10,982not reported in the loaded dataset2023
Trellis Wealth Advisors LLCINVESTMENT ADVISOR$10,386not reported in the loaded dataset2023
Plante Moran Financial AdvisorINVESTMENT ADVISOR$10,262not reported in the loaded dataset2023
Johnson Investment Counsel IncINVESTMENT ADVISOR$10,254not reported in the loaded dataset2023
Evensky & Katz/FoldesINVESTMENT ADVISOR$9,743not reported in the loaded dataset2023
Schaefer Financial ManagementINVESTMENT ADVISOR$9,592not reported in the loaded dataset2023
Lodestar Private Asset ManagemINVESTMENT ADVISOR$9,310not reported in the loaded dataset2023
The Burney CompanyINVESTMENT ADVISOR$9,103not reported in the loaded dataset2023
Roffman Miller Associates IncINVESTMENT ADVISOR$8,840not reported in the loaded dataset2023
Adero Partners LLCINVESTMENT ADVISOR$8,650not reported in the loaded dataset2023
Fisher InvestmentsINVESTMENT ADVISOR$8,463not reported in the loaded dataset2023
Driven Investments LLCINVESTMENT ADVISOR$8,092not reported in the loaded dataset2023
Signature Estate & InvestmentINVESTMENT ADVISOR$7,773not reported in the loaded dataset2023
Heritage Financial ServicesINVESTMENT ADVISOR$7,656not reported in the loaded dataset2023
Wcg Wealth Advisors LLCINVESTMENT ADVISOR$7,630not reported in the loaded dataset2023
Empirical Financial Services LINVESTMENT ADVISOR$7,511not reported in the loaded dataset2023
Gyl Financial Synergies LLCINVESTMENT ADVISOR$7,380not reported in the loaded dataset2023
Steelpeak Wealth LLCINVESTMENT ADVISOR$7,308not reported in the loaded dataset2023
Wealth Enhancement Advisory SeINVESTMENT ADVISOR$7,017not reported in the loaded dataset2023
Gemmer Asset Management LLCINVESTMENT ADVISOR$6,634not reported in the loaded dataset2023
Mount Tamalpais Asset ManagemeINVESTMENT ADVISOR$6,585not reported in the loaded dataset2023
Concentric Wealth Mgmt LLCINVESTMENT ADVISOR$6,190not reported in the loaded dataset2023
United Capital Financial AdvisINVESTMENT ADVISOR$6,119not reported in the loaded dataset2023
Apriem AdvisorsINVESTMENT ADVISOR$5,773not reported in the loaded dataset2023
Gw&K Investment Management LLCINVESTMENT ADVISOR$5,746not reported in the loaded dataset2023
Moller Wealth Partners IncINVESTMENT ADVISOR$5,398not reported in the loaded dataset2023
Badgley Phelps Wealth ManagersINVESTMENT ADVISOR$5,323not reported in the loaded dataset2023
Spectrum Asset Management IncINVESTMENT ADVISOR$5,054not reported in the loaded dataset2023
Corient Private Wealth LLCINVESTMENT ADVISOR$5,042not reported in the loaded dataset2023

Related Form 5500 pages