Ubs 401(K) Plan Trust — Form 5500 plan (Ubs Ag)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs 401(K) Plan Trust is a benefit plan reported by Ubs Ag under EIN 98-0186363 and plan number 002. The latest loaded filing year is 2023. The filing reports 32,447 participants and $9,006,572,401 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Ubs Ag
- EIN
- 98-0186363
- Plan number
- 002
- Plan type
- 2
- Location
- Weehawken, NJ
- Latest filing year
- 2023
- Participants
- 32,447
- End-of-year plan assets
- $9,006,572,401
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 32,447 | H, C | 20240917170301NAL0003138417001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $9,006,572,401
- Total liabilities (EOY)
- $8,906,888
- Net assets (EOY)
- $8,997,665,513
- Net assets (BOY)
- $7,435,467,166
Income & contributions
- Employer contributions
- $209,078,245
- Participant contributions
- $367,298,824
- Total contributions
- $576,377,069
- Total income / additions
- $2,151,832,324
Expenses & distributions
- Benefits paid
- $577,743,040
- Administrative expenses
- $6,699,386
- Total expenses
- $589,633,977
- Net increase / (decrease)
- $1,562,198,347
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Eagle Capital Management, LLC | NONE | $3,104,049 | $0 | 2023 |
| Pershing LLC | NONE | $0 | $1,872,972 | 2023 |
| Victory Capital Management | NONE | $1,547,160 | $0 | 2023 |
| T Rowe Price Associates, Inc. | NONE | $1,148,633 | $0 | 2023 |
| William Blair Investment Management | NONE | $956,451 | $0 | 2023 |
| Alight Financial Solutions LLC | BROKER | $0 | $723,168 | 2023 |
| The Northern Trust Company | NONE | $491,831 | $0 | 2023 |
| Ofi Trust Company | NONE | $449,892 | not reported in the loaded dataset | 2023 |
| Artisan Partners Ltd Partnership | NONE | $416,406 | $0 | 2023 |
| Aon Consulting | NONE | $143,765 | not reported in the loaded dataset | 2023 |
| Alight Solutions LLC | RECORDKEEPER | $103,466 | $0 | 2023 |
| Morgan Lewis & Bockius Llp | LEGAL | $47,149 | not reported in the loaded dataset | 2023 |
| Ceridian Hcm Inc | NONE | $13,731 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Ubs Ag
- 2023 Form 5500 filing
- Form 5500 filings in NJ
- 401(k) and benefit plan filings in Weehawken, NJ
- Eagle Capital Management, LLC — Schedule C compensation
- Pershing LLC — Schedule C compensation
- Victory Capital Management — Schedule C compensation
- T Rowe Price Associates, Inc. — Schedule C compensation
- William Blair Investment Management — Schedule C compensation
- Alight Financial Solutions LLC — Schedule C compensation
- The Northern Trust Company — Schedule C compensation
- Ofi Trust Company — Schedule C compensation
- Artisan Partners Ltd Partnership — Schedule C compensation
- Aon Consulting — Schedule C compensation
- Alight Solutions LLC — Schedule C compensation
- Morgan Lewis & Bockius Llp — Schedule C compensation
- Ceridian Hcm Inc — Schedule C compensation