Ameriprise Financial Services — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ameriprise Financial Services is reported as a service provider on 46 loaded Form 5500 filing(s) across 45 plan sponsor(s) and 46 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $291,719 and reported indirect compensation totals $1,125,297.

Reported compensation summary

Reported direct compensation
$291,719
Reported indirect compensation
$1,125,297
Total reported compensation
$1,417,016
Filings
46
Plan sponsors
45
Plans
46
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to Ameriprise Financial Services
SponsorStatePlansReported compensation
Nts Technical Systems Dba National Technical SystemsCA1$140,211
Time Manufacturing CompanyTX1$139,187
Aesculapian Management Company, LLCFL1$114,765
Jack Doheny CompanyMI1$82,127
Illuminations IncPA1$61,115
Hoopaugh Grading Co., LLCNC1$59,223
The Western Sugar CooperativeCO2$48,914
Coastal Villages Region FundAK1$48,471
Great Lakes Foot & Ankle Institute, PcMI1$43,930
StandardaeroAZ1$37,500

State footprint

Plans reporting Ameriprise Financial Services are sponsored in CA (4), TX (4), FL (3), WA (3), AZ (3), WI (3), SD (2), ME (2), MI (2), CO (2), IL (2), NJ (2).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Nts Technical Systems Dba National Technical SystemsNational Technical Systems 401k Profit Sharing Plan2023$0$140,211
Time Manufacturing CompanyTime Manufacturing Company 401(K) Plan2023$0$139,187
Aesculapian Management Company, LLCAesculapian Management Company, LLC 401(K) Plan2023$0$114,765
Jack Doheny CompanyJack Doheny Company 401(K) Plan2023$0$82,127
Illuminations IncIlluminations Inc 401(K) Profit Sharing Plan & Trust2023$61,115not reported in the loaded dataset
Hoopaugh Grading Co., LLCHoopaugh Grading Co., LLC 401(K) Plan2023$0$59,223
Coastal Villages Region FundCvrf Retirement Plan2023$48,471$0
Great Lakes Foot & Ankle Institute, PcGreat Lakes Foot And Ankle Institute, Pc 401(K) Profit Sharing Plan2023$0$43,930
StandardaeroStandardaero 401k Savings Plan2023$37,500not reported in the loaded dataset
Smart Motors, Inc.Smart Motors, Inc. 401(K) Savings Plan2023not reported in the loaded dataset$36,634
Lenco Industries, Inc.Lenco Industries, Inc. 401(K) Retirement Plan2023not reported in the loaded dataset$35,096
Brailsford & Dunlavey, Inc.Brailsford & Dunlavey, Inc. 401(K) Plan2023$0$33,884
Fosber America, Inc.Fosber Savings & Retirement Plan2023$0$32,016
Preston Industries, IncPreston Industries, Inc. 401(K) Plan2023$0$31,611
Allied Workforce, Inc.Allied Employer Group 401(K) Retirement Plan2023$0$28,110
Vinik Sports Group LLCVinik Sports Group 401(K) Plan2023$27,212not reported in the loaded dataset
Fall River Health ServicesFall River Health Services 403(B) Plan2023$0$26,116
The Western Sugar CooperativeThe Western Sugar Cooperative Salaried Savings And Investment Plan2023$25,888not reported in the loaded dataset
Aduro, LLCAduro 401(K) Plan2023$0$25,333
Driveline Retail Merchandising, Inc.Driveline Retail Merchandising 401(K) Plan2023$0$23,561
Shoshone-Bannock GamingShoshone-Bannock Gaming 401(K) Plan2023not reported in the loaded dataset$23,538
Brightline Inc.Brightline 401(K) Plan2023$0$23,310
Hurst Review Services, Inc.Hurst Review Services, Inc. 401(K) Plan2023$0$23,087
The Western Sugar CooperativeThe Western Sugar Cooperative Hourly Savings And Investment Plan2023$23,026not reported in the loaded dataset
Lower Sioux Indian Community In The State Of MinnesotaLower Sioux Indian Community 401(K) Retirement Plan & Trust2023$0$22,079
Daigle Oil CompanyDaigle Oil Company 401(K) Plan2023$0$21,662
Jh Bennett, Inc.Jh Bennett, Inc. 401(K) Profit Sharing Plan2023$21,622not reported in the loaded dataset
Tribute Technology Us LLCTribute Technology Us LLC 401(K) Plan2023not reported in the loaded dataset$20,784
Robbins Bros. Jewelry, Inc.Robbins Bros. Jewelry, Inc. 401k Plan2023$0$20,665
Idm Companies, LLCIdm Companies, LLC 401(K) Profit Sharing Plan Trust2023$0$20,516
Muller Automotive, Inc.Muller Automotive, Inc. 401k Plan2023$19,975not reported in the loaded dataset
J.D. Raymond Transport, Inc.J.D. Raymond Transport, Inc. 401(K) Plan2023$0$15,971
University Of Advancing Computer TechnologyUniversity Of Advancing Computer Tech 401(K)2023$14,783not reported in the loaded dataset
Rummel Memorial Home, Inc.Dow Rummel Village 403(B) Plan2023$0$14,528
Broward Partnership For The HomelessBroward Partnership For The Homeless, Inc. Retirement Plan2023$0$14,058
Busco, Inc.Busco, Inc. 401(K) Plan And Trust2023$0$13,762
Bright Harbor HealthcareBright Harbor Healthcare Tax Sheltered Annuity Plan2023$12,127$0
Kaso Plastics, Inc.Kaso Plastics Inc. 401(K) Cash Or Deferred Savings Plan2023$0$9,262
Epic Sheet Metal, Inc.Epic Sheet Metal, Inc. Retirement Plan2023not reported in the loaded dataset$8,209
Richey Family Holdings, LLCRfh Holdings 401(K) Plan2023$0$7,669
Foster Development, IncFoster Development, Inc. 401(K) Profit Sharing Plan2023$0$7,612
Portland Specialty Baking, LLCPortland Specialty Baking, LLC 401(K) Plan2023$0$4,636
AccelAccel Retirement Plan2023$0$2,145
Mascorp Management Corp.Mascorp Management Corp. 401(K) Profit Sharing Plan2023not reported in the loaded datasetnot reported in the loaded dataset
Kova FertilizerKova Fertilizer Inc. 401(K) Plan2023$0$0
Blue Chip Marketing WorldwideBlue Chip Marketing Worldwide 401(K) Plan2023not reported in the loaded datasetnot reported in the loaded dataset

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