B. Riley Wealth Advisors, Inc. — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, B. Riley Wealth Advisors, Inc. is reported as a service provider on 9 loaded Form 5500 filing(s) across 9 plan sponsor(s) and 9 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $236,106 and reported indirect compensation totals $33,477.

Reported compensation summary

Reported direct compensation
$236,106
Reported indirect compensation
$33,477
Total reported compensation
$269,583
Filings
9
Plan sponsors
9
Plans
9
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to B. Riley Wealth Advisors, Inc.
SponsorStatePlansReported compensation
Eni Us Operating Co. Inc.TX1$117,964
Alta Enterprises, LLCMI1$49,819
Parkhouse Tire Services, Inc.CA1$35,272
Paperless Inc.NY1$22,430
The Emery Weiner Center For Jewish EducationTX1$20,930
Saipem America, Inc.TX1$12,547
Q4 Designs LLCNY1$5,480
Van Zyverden, Inc.MS1$3,330
Uncle Donald'S Restaurants, LLCTN1$1,811

State footprint

Plans reporting B. Riley Wealth Advisors, Inc. are sponsored in TX (3), NY (2), CA (1), MI (1), MS (1), TN (1).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Eni Us Operating Co. Inc.Eni Us Operating Co. Inc. Savings And Investment Plan2023$117,964not reported in the loaded dataset
Alta Enterprises, LLCAlta Equipment Company 401(K) Plan & Trust2023$49,819not reported in the loaded dataset
Parkhouse Tire Services, Inc.Employees' 401(K) Plan Of Parkhouse Tire Service, Inc.2023$35,272not reported in the loaded dataset
Paperless Inc.Paperless Inc. 401(K) Profit Sharing Plan & Trust2023$22,430not reported in the loaded dataset
The Emery Weiner Center For Jewish EducationThe Emery Weiner School Tax 403(B) Plan2023$0$20,930
Saipem America, Inc.Saipem America, Inc. Employee Retirement Plan2023$0$12,547
Q4 Designs LLCQ4 Designs LLC 401(K) Profit Sharing Plan & Trust2023$5,480not reported in the loaded dataset
Van Zyverden, Inc.Van Zyverden, Inc. 401(K) Retirement Plan2023$3,330$0
Uncle Donald'S Restaurants, LLCHuey'S Investment Plan2023$1,811not reported in the loaded dataset

Related Form 5500 pages