Cetera — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cetera is reported as a service provider on 6 loaded Form 5500 filing(s) across 6 plan sponsor(s) and 6 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $39,070 and reported indirect compensation totals $114,860.
Reported compensation summary
- Reported direct compensation
- $39,070
- Reported indirect compensation
- $114,860
- Total reported compensation
- $153,930
- Filings
- 6
- Plan sponsors
- 6
- Plans
- 6
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Northpoint Development, LLC | MO | 1 | $97,945 |
| First State Bancorp, Inc. | MO | 1 | $16,915 |
| Koops, Inc. | MI | 1 | $14,847 |
| Bethel Mills | VT | 1 | $12,709 |
| Columbia Orthopaedic Group Llp | MO | 1 | $11,514 |
| Align Communications, Inc. | NY | 1 | $0 |
State footprint
Plans reporting Cetera are sponsored in MO (3), MI (1), NY (1), VT (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Northpoint Development, LLC | Northpoint Development, LLC 401(K) Safe Harbor Plan | 2023 | not reported in the loaded dataset | $97,945 |
| First State Bancorp, Inc. | First State Bancorp, Inc. Combined Retirement Benefit Plan | 2023 | $0 | $16,915 |
| Koops, Inc. | Koops, Inc. Employee Stock Ownership Plan | 2023 | $14,847 | not reported in the loaded dataset |
| Bethel Mills | Bethel Mills, Inc. Retirement Plan | 2023 | $12,709 | $0 |
| Columbia Orthopaedic Group Llp | Columbia Orthopaedic Group Profit Sharing Plan And Trust | 2023 | $11,514 | not reported in the loaded dataset |
| Align Communications, Inc. | Align Communications, Inc. Profit Sharing Plan & Trust | 2023 | $0 | $0 |
Related Form 5500 pages
- Northpoint Development, LLC 401(K) Safe Harbor Plan (plan 001)
- Northpoint Development, LLC — all reported plans
- First State Bancorp, Inc. Combined Retirement Benefit Plan (plan 003)
- First State Bancorp, Inc. — all reported plans
- Koops, Inc. Employee Stock Ownership Plan (plan 002)
- Koops, Inc. — all reported plans
- Bethel Mills, Inc. Retirement Plan (plan 002)
- Bethel Mills — all reported plans
- Columbia Orthopaedic Group Profit Sharing Plan And Trust (plan 001)
- Columbia Orthopaedic Group Llp — all reported plans
- Align Communications, Inc. Profit Sharing Plan & Trust (plan 001)
- Align Communications, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources