Cetera Investment Advisors LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cetera Investment Advisors LLC is reported as a service provider on 44 loaded Form 5500 filing(s) across 44 plan sponsor(s) and 44 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $764,349 and reported indirect compensation totals $79,031.
Reported compensation summary
- Reported direct compensation
- $764,349
- Reported indirect compensation
- $79,031
- Total reported compensation
- $843,380
- Filings
- 44
- Plan sponsors
- 44
- Plans
- 44
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Automated Health Systems, Inc. | PA | 1 | $73,806 |
| Sharing Network Management Company, Inc | NJ | 1 | $72,876 |
| Langley Federal Credit Union | VA | 1 | $51,766 |
| Sandberg, Phoenix & Von Gontard P.C | MO | 1 | $40,000 |
| Jim Koons Management Company, Inc. | VA | 1 | $39,887 |
| Dynata, LLC | CT | 1 | $31,265 |
| Forward Bank | WI | 1 | $30,961 |
| Lightbox Employer, L.L.C. | CT | 1 | $30,620 |
| Copiers Northwest, Inc. | WA | 1 | $30,198 |
| Soave Enterprises, LLC | MI | 1 | $27,149 |
State footprint
Plans reporting Cetera Investment Advisors LLC are sponsored in NY (5), MO (4), VA (4), NC (4), CT (3), WA (3), NJ (3), MN (2), MD (2), OH (1), PA (1), SC (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Automated Health Systems, Inc. | Automated Health System 401(K) Retirment Plan | 2023 | $0 | $73,806 |
| Sharing Network Management Company, Inc | Sharing Network Management Company Savings And Investment Plan | 2023 | $72,876 | not reported in the loaded dataset |
| Langley Federal Credit Union | Langley Federal Credit Union 401(K) Plan | 2023 | $51,766 | not reported in the loaded dataset |
| Sandberg, Phoenix & Von Gontard P.C | Sandberg, Phoenix & Von Gontard P.C. Savings Plan | 2023 | $40,000 | not reported in the loaded dataset |
| Jim Koons Management Company, Inc. | Koons Automotive Group Retirement Savings Plan | 2023 | $39,887 | not reported in the loaded dataset |
| Dynata, LLC | Dynata, LLC Employee 401(K) Plan | 2023 | $31,265 | not reported in the loaded dataset |
| Forward Bank | Forward Bank 401(K) Plan | 2023 | $30,961 | not reported in the loaded dataset |
| Lightbox Employer, L.L.C. | Lightbox Employer, L.L.C. Retirement Plan | 2023 | $30,620 | not reported in the loaded dataset |
| Copiers Northwest, Inc. | Copiers Northwest, Inc. Profit Sharing & Savings Plan | 2023 | $30,198 | not reported in the loaded dataset |
| Soave Enterprises, LLC | Soave Enterprises L.L.C. Savings And Profit Sharing Plan And Trust | 2023 | $27,149 | not reported in the loaded dataset |
| The Common Fund For Nonprofits | The Commonfund Retirement Savings Plan | 2023 | $26,931 | not reported in the loaded dataset |
| Ohioguidestone | Ohioguidestone 401(K) Plan | 2023 | $26,118 | not reported in the loaded dataset |
| Pathways Inc | Pathways, Incorporated Employees' Retirement Plan | 2023 | $22,697 | not reported in the loaded dataset |
| Saco & Biddeford Savings Institution | Saco & Biddeford Savings Institution 401(K) Savings Plan | 2023 | $21,760 | not reported in the loaded dataset |
| Jim Hudson Luxury Cars, Inc. | Jim Hudson Employee Group 401(K) Profit Sharing Plan | 2023 | $18,799 | not reported in the loaded dataset |
| Valentino U.S.A., Inc | Valentino U.S.A., Inc. 401(K) Retirement Plan | 2023 | $18,562 | not reported in the loaded dataset |
| James Gramm, LLC Dba Safford Chry/Jp/Ddge Of Fredericksburg | Safford Automotive Group 401(K) Plan | 2023 | $16,736 | not reported in the loaded dataset |
| Zift Solutions, Inc. | Zift Solutions 401(K) Plan | 2023 | $16,404 | not reported in the loaded dataset |
| Kos Services, LLC | Dental Dreams 401(K) Plan | 2023 | $15,955 | not reported in the loaded dataset |
| Colorado Christian University | Colorado Christian University 403(B) Retirement Plan | 2023 | $15,336 | not reported in the loaded dataset |
| Hiscox Inc. | Hiscox Inc. 401(K) Profit Sharing Plan | 2023 | $14,944 | not reported in the loaded dataset |
| Mother Industries, LLC. | Mother Industries, LLC 401(K) Profit Sharing Plan | 2023 | $13,321 | not reported in the loaded dataset |
| Aboda, Inc. | Aboda, Inc. 401(K) Retirement Plan | 2023 | $13,057 | not reported in the loaded dataset |
| M. Management, Inc. | M. Management, Inc. 401(K) Plan | 2023 | $12,939 | not reported in the loaded dataset |
| Behavioral Health Response, Inc. | Behavioral Health Response, Inc. Retirement Plan | 2023 | $12,819 | not reported in the loaded dataset |
| Management Concepts | Management Concepts, Inc. 401(K) Savings Plan | 2023 | $12,533 | not reported in the loaded dataset |
| Abc Phones Of North Carolina, Inc. | Victra 401(K) Plan | 2023 | $12,000 | not reported in the loaded dataset |
| Albright Stonebridge Group LLC | Albright Stonebridge Group, LLC Profit Sharing Plan | 2023 | $11,324 | not reported in the loaded dataset |
| Jack'S Oil Distributing, Inc. | Jack'S Companies 401(K) Plan | 2023 | $10,613 | not reported in the loaded dataset |
| Tandem Management Company, LLC | Apple 401(K) Savings Plan | 2023 | $9,820 | not reported in the loaded dataset |
| United Language Group | United Language Group 401(K) Plan | 2023 | $9,579 | not reported in the loaded dataset |
| Urgent Cares Of America Holdings, LLC | Urgent Cares Of America Holdings, LLC 401(K) Plan | 2023 | $9,000 | not reported in the loaded dataset |
| Midwest Laboratories, Inc. | Midwest Laboratories, Inc. Profit Sharing Plan And Trust | 2023 | $8,820 | not reported in the loaded dataset |
| Wyckoff Farms, Inc. | Wyckoff Enterprises 401(K) Profit Sharing Plan | 2023 | $8,658 | not reported in the loaded dataset |
| Jet Specialty, Inc. | Jet Specialty, Inc. 401(K) Retirement Plan | 2023 | $8,300 | not reported in the loaded dataset |
| Community Living, Inc. | Community Living, Inc. 401(K) Retirement Plan | 2023 | $7,927 | not reported in the loaded dataset |
| Sunvair Aerospace Group, Inc. | Sunvair Aerospace Group, Inc. 401(K) Plan | 2023 | $7,152 | not reported in the loaded dataset |
| Roots Management Group, LLC | Roots Management Group 401(K) Plan | 2023 | $6,021 | not reported in the loaded dataset |
| Alphanumeric Systems, Inc. | The Alphanumeric Systems 401(K) Profit Sharing Plan | 2023 | $5,899 | not reported in the loaded dataset |
| Tm Associates Management, Inc. | Tm Associates Management, Inc. Employees Savings Trust | 2023 | $5,362 | not reported in the loaded dataset |
| Bren-Tronics, Inc. | Bren-Tronics, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $5,225 |
| Sei Group, LLC | Sei Group, LLC 401(K) Plan | 2023 | $5,148 | $0 |
| Ben Lewis Plumbing | The Ben Lewis Plumbing Profit Sharing Retirement Plan | 2023 | $2,744 | not reported in the loaded dataset |
| Coastal Energy Corporation | Coastal Energy Corporation 401(K) Profit Sharing Plan | 2023 | $2,349 | not reported in the loaded dataset |
Related Form 5500 pages
- Automated Health System 401(K) Retirment Plan (plan 001)
- Automated Health Systems, Inc. — all reported plans
- Sharing Network Management Company Savings And Investment Plan (plan 001)
- Sharing Network Management Company, Inc — all reported plans
- Langley Federal Credit Union 401(K) Plan (plan 002)
- Langley Federal Credit Union — all reported plans
- Sandberg, Phoenix & Von Gontard P.C. Savings Plan (plan 002)
- Sandberg, Phoenix & Von Gontard P.C — all reported plans
- Koons Automotive Group Retirement Savings Plan (plan 001)
- Jim Koons Management Company, Inc. — all reported plans
- Dynata, LLC Employee 401(K) Plan (plan 001)
- Dynata, LLC — all reported plans
- Forward Bank 401(K) Plan (plan 003)
- Forward Bank — all reported plans
- Lightbox Employer, L.L.C. Retirement Plan (plan 001)
- Lightbox Employer, L.L.C. — all reported plans
- Copiers Northwest, Inc. Profit Sharing & Savings Plan (plan 003)
- Copiers Northwest, Inc. — all reported plans
- Soave Enterprises L.L.C. Savings And Profit Sharing Plan And Trust (plan 001)
- Soave Enterprises, LLC — all reported plans
- The Commonfund Retirement Savings Plan (plan 004)
- The Common Fund For Nonprofits — all reported plans
- Ohioguidestone 401(K) Plan (plan 003)
- Ohioguidestone — all reported plans
- Pathways, Incorporated Employees' Retirement Plan (plan 001)
- Pathways Inc — all reported plans
- Saco & Biddeford Savings Institution 401(K) Savings Plan (plan 002)
- Saco & Biddeford Savings Institution — all reported plans
- Jim Hudson Employee Group 401(K) Profit Sharing Plan (plan 001)
- Jim Hudson Luxury Cars, Inc. — all reported plans
- Valentino U.S.A., Inc. 401(K) Retirement Plan (plan 001)
- Valentino U.S.A., Inc — all reported plans
- Safford Automotive Group 401(K) Plan (plan 001)
- James Gramm, LLC Dba Safford Chry/Jp/Ddge Of Fredericksburg — all reported plans
- Zift Solutions 401(K) Plan (plan 001)
- Zift Solutions, Inc. — all reported plans
- Dental Dreams 401(K) Plan (plan 001)
- Kos Services, LLC — all reported plans
- Colorado Christian University 403(B) Retirement Plan (plan 109)
- Colorado Christian University — all reported plans
- Hiscox Inc. 401(K) Profit Sharing Plan (plan 001)
- Hiscox Inc. — all reported plans
- Mother Industries, LLC 401(K) Profit Sharing Plan (plan 001)
- Mother Industries, LLC. — all reported plans
- Aboda, Inc. 401(K) Retirement Plan (plan 001)
- Aboda, Inc. — all reported plans
- M. Management, Inc. 401(K) Plan (plan 001)
- M. Management, Inc. — all reported plans
- Behavioral Health Response, Inc. Retirement Plan (plan 001)
- Behavioral Health Response, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources