Cetera Investment Services LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cetera Investment Services LLC is reported as a service provider on 10 loaded Form 5500 filing(s) across 10 plan sponsor(s) and 10 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $136,055 and reported indirect compensation totals $87,617.
Reported compensation summary
- Reported direct compensation
- $136,055
- Reported indirect compensation
- $87,617
- Total reported compensation
- $223,672
- Filings
- 10
- Plan sponsors
- 10
- Plans
- 10
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Central Specialties, Inc. | MN | 1 | $84,863 |
| Thermo King West, Inc. | AZ | 1 | $29,986 |
| Wonton Food Inc. | NY | 1 | $27,592 |
| Care Plus Nj, Inc. | NJ | 1 | $25,129 |
| River Holding Company | WI | 1 | $12,676 |
| Shared Support Inc. | PA | 1 | $12,201 |
| Washington Technology Industry Association Employee Benefit Trust | WA | 1 | $11,927 |
| Binford Metals L.L.C. | WA | 1 | $10,019 |
| Truluck'S Restaurant Group, Ltd | TX | 1 | $9,279 |
| Troy Bank & Trust Company | AL | 1 | $0 |
State footprint
Plans reporting Cetera Investment Services LLC are sponsored in WA (2), AZ (1), MN (1), NJ (1), NY (1), PA (1), TX (1), AL (1), WI (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Central Specialties, Inc. | Central Specialties, Inc. Retirement Savings Plan | 2023 | $84,863 | not reported in the loaded dataset |
| Thermo King West, Inc. | Thermo King West, Inc. 401(K) Plan | 2023 | $29,986 | $0 |
| Wonton Food Inc. | Wonton Food Inc. 401(K) Plan | 2023 | $0 | $27,592 |
| Care Plus Nj, Inc. | 403(B) Thrift Plan For Employees Of Care Plus Nj, Inc. | 2023 | $0 | $25,129 |
| River Holding Company | River Holding Company Retirement Plan | 2023 | $0 | $12,676 |
| Shared Support Inc. | Shared Support Inc. 401(K) Plan | 2023 | $0 | $12,201 |
| Washington Technology Industry Association Employee Benefit Trust | Washington Technology Industry Association Employee Benefit Trust Plan | 2023 | $11,927 | not reported in the loaded dataset |
| Binford Metals L.L.C. | Binford Metals 401(K) Plan | 2023 | $0 | $10,019 |
| Truluck'S Restaurant Group, Ltd | Truluck'S Restaurant Group 401(K) Plan | 2023 | $9,279 | not reported in the loaded dataset |
| Troy Bank & Trust Company | Troy Bank & Trust Company 401(K) Retirement Plan | 2023 | $0 | $0 |
Related Form 5500 pages
- Central Specialties, Inc. Retirement Savings Plan (plan 001)
- Central Specialties, Inc. — all reported plans
- Thermo King West, Inc. 401(K) Plan (plan 001)
- Thermo King West, Inc. — all reported plans
- Wonton Food Inc. 401(K) Plan (plan 001)
- Wonton Food Inc. — all reported plans
- 403(B) Thrift Plan For Employees Of Care Plus Nj, Inc. (plan 001)
- Care Plus Nj, Inc. — all reported plans
- River Holding Company Retirement Plan (plan 002)
- River Holding Company — all reported plans
- Shared Support Inc. 401(K) Plan (plan 001)
- Shared Support Inc. — all reported plans
- Washington Technology Industry Association Employee Benefit Trust Plan (plan 501)
- Washington Technology Industry Association Employee Benefit Trust — all reported plans
- Binford Metals 401(K) Plan (plan 001)
- Binford Metals L.L.C. — all reported plans
- Truluck'S Restaurant Group 401(K) Plan (plan 001)
- Truluck'S Restaurant Group, Ltd — all reported plans
- Troy Bank & Trust Company 401(K) Retirement Plan (plan 001)
- Troy Bank & Trust Company — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources