Client One Securities — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Client One Securities is reported as a service provider on 2 loaded Form 5500 filing(s) across 2 plan sponsor(s) and 2 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $29,926 and reported indirect compensation totals $5.
Reported compensation summary
- Reported direct compensation
- $29,926
- Reported indirect compensation
- $5
- Total reported compensation
- $29,931
- Filings
- 2
- Plan sponsors
- 2
- Plans
- 2
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Eastern Energy Services Inc. | MS | 1 | $24,256 |
| Principal Life Insurance Company | IA | 1 | $5,675 |
State footprint
Plans reporting Client One Securities are sponsored in IA (1), MS (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Eastern Energy Services Inc. | Eastern Energy Services Inc. 401(K) Plan | 2023 | $24,256 | not reported in the loaded dataset |
| Principal Life Insurance Company | Principal Ease 401(K) Plan | 2023 | $5,670 | $5 |