Kestra Financial — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Kestra Financial is reported as a service provider on 10 loaded Form 5500 filing(s) across 9 plan sponsor(s) and 9 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $272,902 and reported indirect compensation totals $0.
Reported compensation summary
- Reported direct compensation
- $272,902
- Reported indirect compensation
- $0
- Total reported compensation
- $272,902
- Filings
- 10
- Plan sponsors
- 9
- Plans
- 9
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Shape Security, Inc. | CA | 1 | $98,535 |
| Habitat For Humanity East Bay/Silicon Valley Inc | CA | 1 | $45,870 |
| Grubb Management, LLC | NC | 1 | $40,314 |
| Mallard Creek Polymers, LLC | NC | 1 | $26,517 |
| Marketbridge Corp. | MD | 1 | $20,766 |
| Ic Security Printers, Inc. | UT | 1 | $16,068 |
| Brightkey, Inc. | MD | 1 | $14,156 |
| Ibew Local 300 Health And Welfare | VT | 1 | $7,000 |
| Apoyo Financiero, Inc. | CA | 1 | $3,676 |
State footprint
Plans reporting Kestra Financial are sponsored in CA (3), MD (2), NC (2), UT (1), VT (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Shape Security, Inc. | Shape Security, Inc 401(K) Savings Plan | 2023 | $55,069 | not reported in the loaded dataset |
| Habitat For Humanity East Bay/Silicon Valley Inc | Habitat For Humanity East Bay Retirement Plan | 2023 | $45,870 | $0 |
| Shape Security, Inc. | Shape Security, Inc 401(K) Savings Plan | 2023 | $43,466 | not reported in the loaded dataset |
| Grubb Management, LLC | Grubb Management, LLC 401(K) Ps Plan | 2023 | $40,314 | not reported in the loaded dataset |
| Mallard Creek Polymers, LLC | Mallard Creek Polymers LLC Ees Savings Plan | 2023 | $26,517 | not reported in the loaded dataset |
| Marketbridge Corp. | Marketbridge Corp. 401(K) Ps Plan | 2023 | $20,766 | not reported in the loaded dataset |
| Ic Security Printers, Inc. | Ic Security Printers, Inc. Employees' 401(K) | 2023 | $16,068 | not reported in the loaded dataset |
| Brightkey, Inc. | Brightkey 401(K) Retirement Plan | 2023 | $14,156 | not reported in the loaded dataset |
| Ibew Local 300 Health And Welfare | Ibew Local 300 Health & Welfare | 2023 | $7,000 | not reported in the loaded dataset |
| Apoyo Financiero, Inc. | Apoyo Financiero, Inc. 401(K) Profit Sharing Plan And Trust | 2023 | $3,676 | not reported in the loaded dataset |
Related Form 5500 pages
- Shape Security, Inc 401(K) Savings Plan (plan 001)
- Shape Security, Inc. — all reported plans
- Habitat For Humanity East Bay Retirement Plan (plan 001)
- Habitat For Humanity East Bay/Silicon Valley Inc — all reported plans
- Shape Security, Inc 401(K) Savings Plan (plan 001)
- Grubb Management, LLC 401(K) Ps Plan (plan 001)
- Grubb Management, LLC — all reported plans
- Mallard Creek Polymers LLC Ees Savings Plan (plan 001)
- Mallard Creek Polymers, LLC — all reported plans
- Marketbridge Corp. 401(K) Ps Plan (plan 001)
- Marketbridge Corp. — all reported plans
- Ic Security Printers, Inc. Employees' 401(K) (plan 001)
- Ic Security Printers, Inc. — all reported plans
- Brightkey 401(K) Retirement Plan (plan 001)
- Brightkey, Inc. — all reported plans
- Ibew Local 300 Health & Welfare (plan 502)
- Ibew Local 300 Health And Welfare — all reported plans
- Apoyo Financiero, Inc. 401(K) Profit Sharing Plan And Trust (plan 001)
- Apoyo Financiero, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources