Merrill Lynch, Pierce, Fenner & Smi — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Merrill Lynch, Pierce, Fenner & Smi is reported as a service provider on 43 loaded Form 5500 filing(s) across 38 plan sponsor(s) and 43 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $4,446,373 and reported indirect compensation totals $287,115.
Reported compensation summary
- Reported direct compensation
- $4,446,373
- Reported indirect compensation
- $287,115
- Total reported compensation
- $4,733,488
- Filings
- 43
- Plan sponsors
- 38
- Plans
- 43
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Macys Inc | OH | 1 | $2,383,097 |
| American Financial Group, Inc. | OH | 1 | $460,360 |
| Board Of Trustees Of Material Yard Workers Local No. 1175 Pension Plan | NY | 1 | $267,322 |
| Cnx Resources Corporation | PA | 1 | $200,158 |
| Midamerican Energy Company | IA | 1 | $192,094 |
| Opex Corporation/Opex International | NJ | 1 | $147,505 |
| Reserve Communications And Computer, LLC | LA | 1 | $103,631 |
| Franklin Covey Co. | UT | 1 | $97,605 |
| Bartlit Beck Llp | IL | 1 | $75,033 |
| Jersey Shore Steel Company, Inc. | PA | 1 | $73,168 |
State footprint
Plans reporting Merrill Lynch, Pierce, Fenner & Smi are sponsored in MT (9), NJ (4), FL (4), PA (4), CA (3), NY (3), OH (2), TX (2), AZ (2), MI (2), UT (1), IA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Macys Inc | Macys Inc Cash Account Pension Plan | 2023 | $2,383,097 | not reported in the loaded dataset |
| American Financial Group, Inc. | American Financial Group 401k Retirement And Savings Plan | 2023 | $460,360 | $0 |
| Board Of Trustees Of Material Yard Workers Local No. 1175 Pension Plan | Material Yard Workers Local No. 1175 Pension Fund | 2023 | $267,322 | $0 |
| Cnx Resources Corporation | Cnx Resources Corporation Investment Plan For Salaried Employees | 2023 | $137,146 | $63,012 |
| Midamerican Energy Company | Midamerican Energy Company Retirement Savings Plan | 2023 | $192,094 | $0 |
| Opex Corporation/Opex International | Opex Corporation 401k Profit Sharing Plan | 2023 | $0 | $147,505 |
| Reserve Communications And Computer, LLC | Rcc 401(K) Plan And Trust | 2023 | $103,614 | $17 |
| Franklin Covey Co. | Franklin Covey Co. 401(K) Plan | 2023 | $97,605 | $0 |
| Bartlit Beck Llp | Bartlit Beck Llp 401(K) Plan And Trust | 2023 | $75,033 | $0 |
| Jersey Shore Steel Company, Inc. | Pension Plan For Employees Of Jersey Shore Steel Company, Inc. | 2023 | $70,827 | $2,341 |
| Andrighetto Produce, Inc. Dba Shasta Produce | Shasta Produce 401(K) Profit Sharing Plan | 2023 | $70,606 | $521 |
| Alliance Residential Realty LLC | Alliance Residential Realty 401(K) Plan | 2023 | $69,736 | not reported in the loaded dataset |
| Atac | Atac Tax Sheltered Savings Plan | 2023 | $65,651 | not reported in the loaded dataset |
| Food For The Poor, Inc. | Food For The Poor 403b Plan | 2023 | $0 | $41,412 |
| Dick Anderson Construction, Inc. | Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust | 2023 | $39,728 | not reported in the loaded dataset |
| Wec, Inc. | Wanner Engineering, Inc. 401(K) Plan | 2023 | $39,471 | not reported in the loaded dataset |
| Metropolitan Foods Inc | Metropolitan Foods Inc 401(K) Profit Sharing Plan And Trust | 2023 | $38,478 | not reported in the loaded dataset |
| Tri-City Cardiology Consultants, P.C. | Tri-City Cardiology Consultants, P.C. 401(K) Plan | 2023 | $36,346 | $59 |
| St. Louis Heart & Vascular, P.C. | St. Louis Heart & Vascular 401k Plan | 2023 | $33,700 | $989 |
| Buchanan Hauling & Rigging, Inc. | Buchanan Hauling 401(K) Plan | 2023 | $34,368 | $0 |
| Capital Womens Care, LLC | Capital Womens Care, LLC Employees 401(K) Plan | 2023 | $0 | $31,022 |
| Gen3 Marketing, LLC | Gen3 Marketing, LLC 401(K) Plan | 2023 | $24,358 | not reported in the loaded dataset |
| Riverside Contracting, Inc. | Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust | 2023 | $20,952 | not reported in the loaded dataset |
| Jackson Contractor Group, Inc. | Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust | 2023 | $18,595 | not reported in the loaded dataset |
| Century Companies, Inc. | Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust | 2023 | $17,823 | not reported in the loaded dataset |
| Moldamatic, LLC | Moldamatic, LLC Profit Sharing 401(K) Plan & Trust | 2023 | $16,217 | not reported in the loaded dataset |
| United Materials Of Great Falls | Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust | 2023 | $14,181 | not reported in the loaded dataset |
| Neighborhood Restaurant Partners, LLC | Neighborhood Restaurant Partners, LLC 401(K) Plan | 2023 | $13,328 | not reported in the loaded dataset |
| Christian Schools International (Csi) | Csi Insurance Plan And Trust Fund | 2023 | $12,639 | not reported in the loaded dataset |
| Otb Acquisition LLC | On The Border 401(K) Savings Plan | 2023 | $10,773 | not reported in the loaded dataset |
| Board Of Trustees Local 318 Health & Welfare Trust Fund | Usw Local 318 Health & Welfare Trust Fund | 2023 | $10,591 | not reported in the loaded dataset |
| Neighborhood Restaurant Partners Florida, LLC | Nrp-Fl 401(K) Retirement Plan | 2023 | $9,411 | not reported in the loaded dataset |
| Divergent Technologies, Inc. | Divergent Technologies, Inc. 401(K) P/S Plan | 2023 | $8,673 | $0 |
| United Materials Of Great Falls | Montana Contractors Assoc, Inc. 401(K) Retirement Plan & Trust | 2023 | $8,405 | not reported in the loaded dataset |
| Century Companies, Inc. | Montana Contractors Assoc, Inc. 401(K) Retirement Plan & Trust | 2023 | $7,766 | not reported in the loaded dataset |
| Riverside Contracting, Inc. | Montana Contractors Assoc, Inc. 401(K) Retirement Plan & Trust | 2023 | $7,293 | not reported in the loaded dataset |
| Leroy Package Store, Inc. | Leroy Package Store, Inc Pension Plan | 2023 | $6,131 | $220 |
| Jackson Contractor Group, Inc. | Montana Contractors Assoc., Inc. 401(K) Retirement Plan & Trust | 2023 | $6,151 | not reported in the loaded dataset |
| Anchor Glass Container Corporation | Anchor Glass Container Corporation Hourly Employees' Supplemental Retirement Plan | 2023 | $5,949 | not reported in the loaded dataset |
| Daniel A Goggin Md Pa | Daniel A Goggin Md Pa Ees Pa Plan And Trust | 2023 | $5,866 | $0 |
| Leroy Package Store, Inc. | Leroy Package Store, Inc Profit Sharing Plan | 2023 | $4,232 | $17 |
| Unique Designs,Inc. | Unique Designs,Inc. 401(K) P/S Plan | 2023 | $1,657 | not reported in the loaded dataset |
| Incoe Corporation | The Incoe Corporation Plan | 2023 | $200 | $0 |
Related Form 5500 pages
- Macys Inc Cash Account Pension Plan (plan 012)
- Macys Inc — all reported plans
- American Financial Group 401k Retirement And Savings Plan (plan 001)
- American Financial Group, Inc. — all reported plans
- Material Yard Workers Local No. 1175 Pension Fund (plan 001)
- Board Of Trustees Of Material Yard Workers Local No. 1175 Pension Plan — all reported plans
- Cnx Resources Corporation Investment Plan For Salaried Employees (plan 002)
- Cnx Resources Corporation — all reported plans
- Midamerican Energy Company Retirement Savings Plan (plan 002)
- Midamerican Energy Company — all reported plans
- Opex Corporation 401k Profit Sharing Plan (plan 001)
- Opex Corporation/Opex International — all reported plans
- Rcc 401(K) Plan And Trust (plan 005)
- Reserve Communications And Computer, LLC — all reported plans
- Franklin Covey Co. 401(K) Plan (plan 002)
- Franklin Covey Co. — all reported plans
- Bartlit Beck Llp 401(K) Plan And Trust (plan 001)
- Bartlit Beck Llp — all reported plans
- Pension Plan For Employees Of Jersey Shore Steel Company, Inc. (plan 001)
- Jersey Shore Steel Company, Inc. — all reported plans
- Shasta Produce 401(K) Profit Sharing Plan (plan 001)
- Andrighetto Produce, Inc. Dba Shasta Produce — all reported plans
- Alliance Residential Realty 401(K) Plan (plan 001)
- Alliance Residential Realty LLC — all reported plans
- Atac Tax Sheltered Savings Plan (plan 002)
- Atac — all reported plans
- Food For The Poor 403b Plan (plan 001)
- Food For The Poor, Inc. — all reported plans
- Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust (plan 003)
- Dick Anderson Construction, Inc. — all reported plans
- Wanner Engineering, Inc. 401(K) Plan (plan 001)
- Wec, Inc. — all reported plans
- Metropolitan Foods Inc 401(K) Profit Sharing Plan And Trust (plan 001)
- Metropolitan Foods Inc — all reported plans
- Tri-City Cardiology Consultants, P.C. 401(K) Plan (plan 004)
- Tri-City Cardiology Consultants, P.C. — all reported plans
- St. Louis Heart & Vascular 401k Plan (plan 002)
- St. Louis Heart & Vascular, P.C. — all reported plans
- Buchanan Hauling 401(K) Plan (plan 001)
- Buchanan Hauling & Rigging, Inc. — all reported plans
- Capital Womens Care, LLC Employees 401(K) Plan (plan 001)
- Capital Womens Care, LLC — all reported plans
- Gen3 Marketing, LLC 401(K) Plan (plan 001)
- Gen3 Marketing, LLC — all reported plans
- Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust (plan 002)
- Riverside Contracting, Inc. — all reported plans
- Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust (plan 001)
- Jackson Contractor Group, Inc. — all reported plans
- Montana Contractors Assoc, Inc. Money Purchase Retirement Plan & Trust (plan 001)
- Century Companies, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources