Mma Securities — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Mma Securities is reported as a service provider on 213 loaded Form 5500 filing(s) across 207 plan sponsor(s) and 212 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $6,398,969 and reported indirect compensation totals $117,453.

Reported compensation summary

Reported direct compensation
$6,398,969
Reported indirect compensation
$117,453
Total reported compensation
$6,516,422
Filings
213
Plan sponsors
207
Plans
212
Latest filing year
2023

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Top plan sponsors by reported compensation

Plan sponsors reporting the most compensation to Mma Securities
SponsorStatePlansReported compensation
Indorama Ventures Oxides LLCTX1$110,695
Vitas Healthcare CorporationFL1$95,000
Tandem Diabetes Care, Inc.CA1$88,769
Next Fifteen Communications CorporationCA2$86,429
Seismic Software, IncCA1$79,641
The Chenega CorporationAK2$79,255
Advantia Health LLCVA1$78,364
Europ Assistance North America, IncFL1$76,785
Permobil, IncTN1$76,653
Medimpact Healthcare Systems, Inc.CA1$75,000

State footprint

Plans reporting Mma Securities are sponsored in CA (43), TX (19), MN (17), IL (15), NC (13), MA (13), PA (12), VA (10), OH (9), NJ (8), MI (8), KS (5).

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Indorama Ventures Oxides LLCIndorama Ventures 401(K) Plan2023$110,695not reported in the loaded dataset
Vitas Healthcare CorporationVitas Healthcare Corporation 401(K) Plan2023$95,000not reported in the loaded dataset
Tandem Diabetes Care, Inc.Tandem Diabetes Care, Inc. 401(K) Plan2023$88,769not reported in the loaded dataset
Seismic Software, IncSeismic 401(K) Plan2023$79,641not reported in the loaded dataset
Advantia Health LLCAdvantia Health Retirement Plan2023$78,364not reported in the loaded dataset
Europ Assistance North America, IncEurop Assistance North America 401(K) Plan2023$76,785not reported in the loaded dataset
Permobil, IncPermobil, Inc. 401(K) Profit Sharing And Trust2023$76,653not reported in the loaded dataset
Medimpact Healthcare Systems, Inc.Medimpact Healthcare Systems, Inc. 401(K) Salary Savings Plan2023$75,000not reported in the loaded dataset
Next Fifteen Communications CorporationNext 15 Communications Retirement Plan2023$74,762not reported in the loaded dataset
Exp World Holdings, Inc.Exp 401(K) Plan2023$73,701not reported in the loaded dataset
Duininck CompaniesDuininck Companies 401(K) Plan2023$72,242not reported in the loaded dataset
Vizio, Inc.Vizio, Inc. 401(K) Plan2023$71,866not reported in the loaded dataset
Kroenke Sports Holdings, LLCKroenke Sports 401(K) Savings Plan2023$70,464not reported in the loaded dataset
Ventera CorporationVentera Corporation 401(K) Plan2023$69,873not reported in the loaded dataset
Crosscountry Consulting LLCCrosscountry Consulting 401(K) P/S Plan2023$68,154not reported in the loaded dataset
Western Asset Management Company, LLCThe Western Asset Management 401(K) Plan2023$65,000not reported in the loaded dataset
Fate Therapeutics, Inc.Fate Therapeutics, Inc. 401(K) Pension Plan2023$64,824not reported in the loaded dataset
Spin Master, Inc.Spin Master 401(K) Plan2023$61,809not reported in the loaded dataset
Under Armour, Inc.Under Armour 401(K) Plan2023$60,000not reported in the loaded dataset
Otto Bock Healthcare North America, Inc.Otto Bock Healthcare Lp Retirement Savings Plan2023$60,000not reported in the loaded dataset
Careismatic Brands, Inc.Careismatic Brands, Inc. 401(K) Plan2023$60,000not reported in the loaded dataset
Stratasys, Inc.Stratasys, Inc. 401(K) Salary Savings Plan2023$60,000not reported in the loaded dataset
Neogen CorporationNeogen 401(K) Retirement Savings Plan2023$59,370not reported in the loaded dataset
Acts Retirement - Life Communities, Inc.Acts Retirement - Life Communities, Inc. Retirement Savings Plan - 401(K)2023$57,541not reported in the loaded dataset
Seasons Healthcare Management, Inc.Seasons Hospice, Inc. 401(K) Plan2023$57,518not reported in the loaded dataset
Leaf Group Ltd.Leaf Group Ltd. 401(K) Plan2023$56,250not reported in the loaded dataset
Basis Global Technologies, Inc.Basis Global Technologies, Inc. 401(K) Savings Plan2023$55,500not reported in the loaded dataset
Ch Holdings Usa, Inc.Ch Holdings, Inc. 401(K) Salary And Profit Sharing Plan2023$55,000not reported in the loaded dataset
Stockx LLCStockx LLC 401(K) Plan2023$52,784not reported in the loaded dataset
Lube-Tech Services, LLCLube-Tech Services, LLC 401(K) Plan2023$52,733not reported in the loaded dataset
Digital Turbine Inc.Digital Turbine Inc. 401(K) Plan2023$52,089not reported in the loaded dataset
Adg, LLCGreat Expressions Dental Centers Employee Retirement Plan2023$52,000not reported in the loaded dataset
New Directions Behavioral Health, LLCNew Directions Behavioral Health 401(K) Profit Sharing Plan And Trust2023$50,000not reported in the loaded dataset
Thr Property Management, Lp/ Dba Invitation HomesInvitation Homes 401(K) Plan2023$47,039not reported in the loaded dataset
Volex HoldingsVolex Holdings Profit Sharing And 401(K) Plan2023$46,022not reported in the loaded dataset
Wayne J. Griffin Electric, IncWayne J. Griffin Electric, Inc. Retirement Savings Plan2023$45,338not reported in the loaded dataset
LoramLoram Retirement Plan2023$45,000not reported in the loaded dataset
Providence Day School, IncProvidence Day School Defined Contribution Plan2023$45,000not reported in the loaded dataset
Multi Service Technology Solutions Inc.Trevipay 401(K) Plan2023$44,930not reported in the loaded dataset
Oliver Healthcare Packaging CompanyOliver Healthcare Packaging Company 401(K) Retirement Plan2023$44,805not reported in the loaded dataset
Idemitsu Lubricants America CorporationIdemitsu Lubricants America Corporation 401(K) Savings Plan2023$44,632not reported in the loaded dataset
Pmc Group N.A., Inc.Pmc Group 401(K) Plan2023$43,851not reported in the loaded dataset
United Initiators, Inc.United Initiators, Inc. 401(K) Plan2023$42,044not reported in the loaded dataset
Uhy Advisors, Inc.Uhy Savings Plan2023$41,250not reported in the loaded dataset
Boardriders, Inc.Boardriders 401k Employee Savings Plan2023$41,000not reported in the loaded dataset
Valtech Solutions, LLCValtech 401(K) Savings Plan2023$40,732not reported in the loaded dataset
Ssp America, Inc.Ssp America, Inc. 401(K) Savings Plan2023$40,546not reported in the loaded dataset
Unibank For SavingsUnibank Retirement Plan2023$40,000not reported in the loaded dataset
The Chenega CorporationChenega Corporation 401(K) Profit Sharing Plan And Trust2023$40,000not reported in the loaded dataset
Amcs Group, Inc.Amcs Group, Inc. 401(K) Profit Sharing Plan2023$39,777not reported in the loaded dataset

Related Form 5500 pages