Morgan Stanley Smith Barney LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Morgan Stanley Smith Barney LLC is reported as a service provider on 604 loaded Form 5500 filing(s) across 574 plan sponsor(s) and 593 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $39,695,157 and reported indirect compensation totals $4,442,800.
Reported compensation summary
- Reported direct compensation
- $39,695,157
- Reported indirect compensation
- $4,442,800
- Total reported compensation
- $44,137,957
- Filings
- 604
- Plan sponsors
- 574
- Plans
- 593
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Board Of Trustees, Sheet Metal Workers' Pension Plan | CA | 1 | $2,110,075 |
| Demoulas Super Markets, Inc. | MA | 1 | $1,825,411 |
| Board Of Trustees Seafarers Pension Plan | MD | 1 | $1,693,502 |
| Board Of Trustees Of U.A. Local 38 Trust Funds | CA | 2 | $1,308,793 |
| Board Of Trustees Seafarers Officers And Employees Pension Plan | MD | 1 | $809,387 |
| Board Of Trustees United Industrial Work | MD | 1 | $673,194 |
| Trustees Of National Stabilization Agreement Of The Sheet Metal Indust | VA | 2 | $667,268 |
| Trustees Of Sheet Metal Workers Local Union No. 80 Pension Fund | MI | 1 | $603,820 |
| Bose Corporation | MA | 1 | $600,695 |
| Hamamatsu Corporation | NJ | 3 | $539,964 |
State footprint
Plans reporting Morgan Stanley Smith Barney LLC are sponsored in NY (104), CA (66), OH (44), TX (29), IL (29), MI (27), NJ (26), MA (23), MD (20), FL (20), PA (14), GA (14).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Board Of Trustees, Sheet Metal Workers' Pension Plan | Sheet Metal Workers' Pension Plan Of Southern California Arizona And Nevada | 2023 | $2,110,075 | $0 |
| Demoulas Super Markets, Inc. | Demoulas (Restated) Profit Sharing Plan & Trust | 2023 | $1,825,411 | $0 |
| Board Of Trustees Seafarers Pension Plan | Seafarers Pension Plan | 2023 | $1,693,502 | not reported in the loaded dataset |
| Board Of Trustees Of U.A. Local 38 Trust Funds | U. A. Local 38 Defined Benefit Pension Plan | 2023 | $856,306 | $0 |
| Board Of Trustees Seafarers Officers And Employees Pension Plan | Seafarers Officers And Employees Pension Plan | 2023 | $809,387 | $0 |
| Board Of Trustees United Industrial Work | United Industrial Workers Pension Plan | 2023 | $673,194 | not reported in the loaded dataset |
| Trustees Of Sheet Metal Workers Local Union No. 80 Pension Fund | Sheet Metal Workers Local Union No. 80 Pension Fund | 2023 | $603,820 | not reported in the loaded dataset |
| Bose Corporation | Employees' Retirement Plan Of Bose Corporation | 2023 | $600,695 | not reported in the loaded dataset |
| Froedtert South, Inc. | Froedtert South, Inc. Employees' Pension Plan | 2023 | $537,547 | not reported in the loaded dataset |
| Board Of Trustees Seafarers Money Purchase Pension Plan | Seafarers Money Purchase Pension Plan | 2023 | $505,641 | not reported in the loaded dataset |
| Board Of Trustees Of The Smart Local Unions And Councils Pension Fund | Smart Local Unions And Councils Pension Fund | 2023 | $493,787 | not reported in the loaded dataset |
| Board Of Trustees H&Gl Local Unions 472 & 172 Of Nj Pension Fund | Heavy And General Laborers' Local Unions 472 And 172 Of New Jersey Pension Fund | 2023 | $488,716 | not reported in the loaded dataset |
| American Bureau Of Shipping | American Bureau Of Shipping Retiree Health & Welfare Plan | 2023 | $487,548 | not reported in the loaded dataset |
| Board Of Trustees Of U.A. Local 38 Trust Funds | U. A. Local 38 Defined Contribution Pension Plan | 2023 | $452,487 | $0 |
| Ibew Local 363 Money Purchase Pension Plan | Ibew Local 363-Money Purchase Pension Plan | 2023 | $443,842 | $0 |
| Local No. 731, I.B. Of T., Pension Fund | Local No. 731, I.B. Of T., Pension Fund | 2023 | $442,571 | not reported in the loaded dataset |
| Board Of Trustees Iron Workers Locals 40, 361 & 417 Annuity Fund | Iron Workers Locals 40, 361 & 417 Annuity Fund | 2023 | $415,063 | not reported in the loaded dataset |
| Ibew Lu 363 Pension | Ibew Local Union 363 Pension | 2023 | $414,705 | $0 |
| Trustees Of Nat'L Stabilization Agreement Of The Sheet Metal Indstry T | National Stabilization Agreement Of The Sheet Metal Industry Active Employee Plan | 2023 | $396,090 | $0 |
| Trustees Of Sheet Metal Workers Local 20 Gary Area Pension Fund | Sheet Metal Workers Local No.20 Gary Area Pension | 2023 | $379,441 | not reported in the loaded dataset |
| Construction & General Laborers' Local 190 Pension Fund | Construction & General Laborers' Local 190 Pension Fund | 2023 | $372,926 | not reported in the loaded dataset |
| Roofers Local 149 Pension Fund | Roofers Local 149 Pension Fund | 2023 | $343,990 | not reported in the loaded dataset |
| Board Of Trustees Iron Workers Locals 40, 361 & 417 Pension Fund | Iron Workers Locals 40, 361 & 417 Pension Fund | 2023 | $318,155 | not reported in the loaded dataset |
| Hamamatsu Corporation | Hamamatsu Corporation Profit Sharing Plan | 2023 | $307,563 | $0 |
| Cabell Huntington Hospital, Inc. | Cabell Huntington Hospital, Inc. Non-Union Employees' Retirement Plan | 2023 | $304,590 | not reported in the loaded dataset |
| Fernandez Holdings, Inc. | Fernandez Holdings, Inc. 401(K) Plan | 2023 | $296,890 | not reported in the loaded dataset |
| Waste Connections, Inc. | Waste Connections, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $290,795 |
| Team, Inc. | Team, Inc. Salary Deferral Plan And Trust | 2023 | $283,095 | not reported in the loaded dataset |
| Trustees Of National Stabilization Agreement Of The Sheet Metal Indust | National Stabilization Agreement Of The Sheet Metal Industry Retiree Rules And Regulations | 2023 | $271,178 | $0 |
| Board Of Trustees Sheet Metal Workers Local 112 Pension Plan | Sheet Metal Workers Local 112 Pension Plan | 2023 | $262,434 | not reported in the loaded dataset |
| Plumbers & Steamfitters Local 489 Pension Trust Fund Trustees | Retirement Plan Of The Plumbers & Steamfitters Local No 489 | 2023 | $252,222 | not reported in the loaded dataset |
| Ibew Local No. 86 Pension Fund Board Of Trustees | Ibew Local No. 86 Pension Fund | 2023 | $239,233 | not reported in the loaded dataset |
| Walsworth Publishing Company, Inc. | Retirement Plan For Employees Of Walsworth Publishing Company, Inc. | 2023 | $228,327 | $0 |
| Bot Bricklayers & Allied Craftworkers,L 2, Albany,Ny Pens Fd | Bricklayers & Allied Craftworkers, Loc 2, Albany Ny Pension Fund | 2023 | $220,266 | $0 |
| Valero Energy Corporation | Valero Energy Corporation Pension Plan | 2023 | $210,000 | not reported in the loaded dataset |
| Hamamatsu Corporation | Hamamatsu Corporation Money Purchase Plan | 2023 | $199,048 | $0 |
| Hawai'I Pacific Health | Hawai'I Pacific Health 403(B) Savings Plan | 2023 | $197,411 | not reported in the loaded dataset |
| Trustees Of Ibew Local Union No. 126 Health And Welfare Plan | Ibew Local Union No. 126 Health And Welfare Plan | 2023 | $194,865 | $0 |
| Hawthorn Medical Associates, LLC | Hawthorn Medical Associates, LLC Profit Sharing Plan | 2023 | $0 | $193,945 |
| Wilson, Elser, Moskowitz, Edelman & Dicker Llp | Wilson, Elser, Moskowitz, Edelman & Dicker Llp Partners' Defined Contribution Plan | 2023 | $190,375 | not reported in the loaded dataset |
| Eliassen Group, LLC. | Eliassen Group, LLC 401(K) Plan | 2023 | $188,192 | not reported in the loaded dataset |
| Wwec Local 863 Pension Plan | Wwec Local 863 Pension Plan | 2023 | $187,627 | not reported in the loaded dataset |
| Rochester Laborers Pension Fund | Rochester Laborers Pension Fund | 2023 | $180,431 | not reported in the loaded dataset |
| Uaw Retirees Of Daimler Trucks North America Welfare Benefit Trust | Uaw Retirees Of Daimler Trucks North America Welfare Benefit Trust | 2023 | $180,000 | not reported in the loaded dataset |
| Bd Of Trustees New Jersey Building Laborers Statewide Pension Fund | New Jersey Building Laborers Statewide Pension Fund | 2023 | $179,568 | not reported in the loaded dataset |
| Board Of Trustees Of Plumbers Local Union No. 803 Pension Fund | Plumbers And Pipefitters Local Union No. 803 Pension Fund | 2023 | $179,120 | $0 |
| Laborers District Council Of W Pa P Pension Fund Board Of Trustees | Laborers District Council Of W Pa Pension Fund | 2023 | $177,250 | not reported in the loaded dataset |
| Walters & Wolf Glass Company | Walters & Wolf Retirement Plan | 2023 | $174,745 | $0 |
| Board Of Trustees, Iuoe Local 295-295b,C | Iuoe Local 295-295b,C Pension Fund | 2023 | $171,465 | not reported in the loaded dataset |
| Board Of Trustees Of Local 138 Pension Trust Fund | Local 138 Pension Trust Fund | 2023 | $168,867 | $0 |
Related Form 5500 pages
- Sheet Metal Workers' Pension Plan Of Southern California Arizona And Nevada (plan 001)
- Board Of Trustees, Sheet Metal Workers' Pension Plan — all reported plans
- Demoulas (Restated) Profit Sharing Plan & Trust (plan 001)
- Demoulas Super Markets, Inc. — all reported plans
- Seafarers Pension Plan (plan 001)
- Board Of Trustees Seafarers Pension Plan — all reported plans
- U. A. Local 38 Defined Benefit Pension Plan (plan 001)
- Board Of Trustees Of U.A. Local 38 Trust Funds — all reported plans
- Seafarers Officers And Employees Pension Plan (plan 333)
- Board Of Trustees Seafarers Officers And Employees Pension Plan — all reported plans
- United Industrial Workers Pension Plan (plan 002)
- Board Of Trustees United Industrial Work — all reported plans
- Sheet Metal Workers Local Union No. 80 Pension Fund (plan 001)
- Trustees Of Sheet Metal Workers Local Union No. 80 Pension Fund — all reported plans
- Employees' Retirement Plan Of Bose Corporation (plan 001)
- Bose Corporation — all reported plans
- Froedtert South, Inc. Employees' Pension Plan (plan 001)
- Froedtert South, Inc. — all reported plans
- Seafarers Money Purchase Pension Plan (plan 001)
- Board Of Trustees Seafarers Money Purchase Pension Plan — all reported plans
- Smart Local Unions And Councils Pension Fund (plan 333)
- Board Of Trustees Of The Smart Local Unions And Councils Pension Fund — all reported plans
- Heavy And General Laborers' Local Unions 472 And 172 Of New Jersey Pension Fund (plan 001)
- Board Of Trustees H&Gl Local Unions 472 & 172 Of Nj Pension Fund — all reported plans
- American Bureau Of Shipping Retiree Health & Welfare Plan (plan 510)
- American Bureau Of Shipping — all reported plans
- U. A. Local 38 Defined Contribution Pension Plan (plan 002)
- Ibew Local 363-Money Purchase Pension Plan (plan 001)
- Ibew Local 363 Money Purchase Pension Plan — all reported plans
- Local No. 731, I.B. Of T., Pension Fund (plan 001)
- Local No. 731, I.B. Of T., Pension Fund — all reported plans
- Iron Workers Locals 40, 361 & 417 Annuity Fund (plan 001)
- Board Of Trustees Iron Workers Locals 40, 361 & 417 Annuity Fund — all reported plans
- Ibew Local Union 363 Pension (plan 001)
- Ibew Lu 363 Pension — all reported plans
- National Stabilization Agreement Of The Sheet Metal Industry Active Employee Plan (plan 501)
- Trustees Of Nat'L Stabilization Agreement Of The Sheet Metal Indstry T — all reported plans
- Sheet Metal Workers Local No.20 Gary Area Pension (plan 001)
- Trustees Of Sheet Metal Workers Local 20 Gary Area Pension Fund — all reported plans
- Construction & General Laborers' Local 190 Pension Fund (plan 001)
- Construction & General Laborers' Local 190 Pension Fund — all reported plans
- Roofers Local 149 Pension Fund (plan 001)
- Roofers Local 149 Pension Fund — all reported plans
- Iron Workers Locals 40, 361 & 417 Pension Fund (plan 001)
- Board Of Trustees Iron Workers Locals 40, 361 & 417 Pension Fund — all reported plans
- Hamamatsu Corporation Profit Sharing Plan (plan 001)
- Hamamatsu Corporation — all reported plans
- Cabell Huntington Hospital, Inc. Non-Union Employees' Retirement Plan (plan 001)
- Cabell Huntington Hospital, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources