Nuveen Asset Management, LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Nuveen Asset Management, LLC is reported as a service provider on 7 loaded Form 5500 filing(s) across 7 plan sponsor(s) and 7 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $3,168,137 and reported indirect compensation totals $175,483.
Reported compensation summary
- Reported direct compensation
- $3,168,137
- Reported indirect compensation
- $175,483
- Total reported compensation
- $3,343,620
- Filings
- 7
- Plan sponsors
- 7
- Plans
- 7
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Travelers Companies, Inc. | MN | 1 | $1,562,674 |
| The Boeing Co. And Consolidated Subsidiaries | WA | 1 | $883,417 |
| Ameren Corporation | MO | 1 | $259,717 |
| Bd Of Tees Of Elevator Constructors Union Local No. 1 Annuity & 401k | NJ | 1 | $215,775 |
| Quad/Graphics, Inc. | WI | 1 | $175,483 |
| Teamsters Western Region And New Jersey Health Care Fund | AZ | 1 | $149,967 |
| Stroock & Stroock & Lavan Llp | NY | 1 | $96,587 |
State footprint
Plans reporting Nuveen Asset Management, LLC are sponsored in AZ (1), MN (1), MO (1), NJ (1), NY (1), WA (1), WI (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Travelers Companies, Inc. | The Travelers Pension Plan | 2023 | $1,562,674 | $0 |
| The Boeing Co. And Consolidated Subsidiaries | The Boeing Company Employee Retirement Plans Master Trust | 2023 | $883,417 | $0 |
| Ameren Corporation | Ameren Retiree Welfare Benefit Plan | 2023 | $259,717 | not reported in the loaded dataset |
| Bd Of Tees Of Elevator Constructors Union Local No. 1 Annuity & 401k | Elevator Constructors Union Local 1 Annuity And 401k Fund | 2023 | $215,775 | not reported in the loaded dataset |
| Quad/Graphics, Inc. | Quad/Graphics Diversified Plan | 2023 | $0 | $175,483 |
| Teamsters Western Region And New Jersey Health Care Fund | Teamsters Western Region And New Jersey Health Care Fund Active Plan | 2023 | $149,967 | not reported in the loaded dataset |
| Stroock & Stroock & Lavan Llp | Stroock & Stroock & Lavan Llp Group Trust Fund | 2023 | $96,587 | not reported in the loaded dataset |
Related Form 5500 pages
- The Travelers Pension Plan (plan 001)
- Travelers Companies, Inc. — all reported plans
- The Boeing Company Employee Retirement Plans Master Trust (plan 062)
- The Boeing Co. And Consolidated Subsidiaries — all reported plans
- Ameren Retiree Welfare Benefit Plan (plan 511)
- Ameren Corporation — all reported plans
- Elevator Constructors Union Local 1 Annuity And 401k Fund (plan 001)
- Bd Of Tees Of Elevator Constructors Union Local No. 1 Annuity & 401k — all reported plans
- Quad/Graphics Diversified Plan (plan 003)
- Quad/Graphics, Inc. — all reported plans
- Teamsters Western Region And New Jersey Health Care Fund Active Plan (plan 501)
- Teamsters Western Region And New Jersey Health Care Fund — all reported plans
- Stroock & Stroock & Lavan Llp Group Trust Fund (plan 001)
- Stroock & Stroock & Lavan Llp — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources