Principal — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Principal is reported as a service provider on 119 loaded Form 5500 filing(s) across 112 plan sponsor(s) and 119 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $8,058,067 and reported indirect compensation totals $2,053.
Reported compensation summary
- Reported direct compensation
- $8,058,067
- Reported indirect compensation
- $2,053
- Total reported compensation
- $8,060,120
- Filings
- 119
- Plan sponsors
- 112
- Plans
- 119
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Foot Locker, Inc. | NY | 1 | $729,557 |
| Fairway Independent Mortgage Corporation | WI | 1 | $692,814 |
| Mccormick & Company, Inc | MD | 1 | $611,765 |
| Hypertherm, Inc. | NH | 1 | $338,339 |
| American Express Company And Its Participating Subsidiaries | NY | 1 | $320,578 |
| Ibew Local Union 14 | WI | 1 | $308,727 |
| Kloeckner Metals Corporation | GA | 2 | $270,727 |
| Champagne Resorts, Inc. | CA | 1 | $230,680 |
| Union Settlement Association, Inc. | NY | 1 | $218,832 |
| Carmax, Inc. | VA | 1 | $200,000 |
State footprint
Plans reporting Principal are sponsored in TX (13), NY (13), CA (10), IL (6), PA (6), MN (5), VA (5), MD (5), NJ (4), NC (4), TN (4), OH (4).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Foot Locker, Inc. | Foot Locker Retirement Plan | 2023 | $729,557 | not reported in the loaded dataset |
| Fairway Independent Mortgage Corporation | Fairway Independent Mortgage Corporation Employee Stock Ownership | 2023 | $692,814 | not reported in the loaded dataset |
| Mccormick & Company, Inc | Mccormick Pension Plan | 2023 | $611,765 | not reported in the loaded dataset |
| Hypertherm, Inc. | Hypertherm Associate Stock Ownership Plan | 2023 | $338,339 | not reported in the loaded dataset |
| American Express Company And Its Participating Subsidiaries | American Express Retirement Plan | 2023 | $320,578 | $0 |
| Ibew Local Union 14 | Western Wisconsin Electrical Workers Retirement Plan | 2023 | $308,727 | not reported in the loaded dataset |
| Kloeckner Metals Corporation | Kloeckner Metals Defined Benefit Plan | 2023 | $249,313 | not reported in the loaded dataset |
| Champagne Resorts, Inc. | Welk Hospitality Group Profit Sharing Plan | 2023 | $230,680 | not reported in the loaded dataset |
| Union Settlement Association, Inc. | Defined Benefit Pension Plan For Employees Of Union Settlement Association, Inc. | 2023 | $218,832 | not reported in the loaded dataset |
| Carmax, Inc. | Carmax, Inc. Pension Plan | 2023 | $200,000 | $0 |
| Southwire Company, LLC | Southwire Company Hourly Pension Plan | 2023 | $175,000 | not reported in the loaded dataset |
| Macys Inc | Macys Inc Defined Benefit Plans Master Trust | 2023 | $156,649 | not reported in the loaded dataset |
| American Systems Corporation | American Systems Corporation Employee Stock Ownership Plan | 2023 | $131,086 | not reported in the loaded dataset |
| Navy Federal Credit Union | Navy Federal Credit Union Employees' Retirement Plan | 2023 | $130,765 | not reported in the loaded dataset |
| Westlake Services Holding Company | Westlake Services Holding Company Employee Stock Ownership Plan | 2023 | $125,877 | not reported in the loaded dataset |
| Kuraray America, Inc. | Kuraray America Pension Plan | 2023 | $119,079 | not reported in the loaded dataset |
| Dla Piper Llp Us | Dla Piper (Us) Cash Balance Plan For Partners | 2023 | $109,475 | not reported in the loaded dataset |
| American Ordnance, LLC C/O Iowa Army Ammunition Plant | Day And Zimmermann Ao/Mhg Merged Pension Plan (Formerly Known As Retirement Plan For Bargaining Employees At Iaap) | 2023 | $109,048 | not reported in the loaded dataset |
| Great Lakes Cheese Co | Great Lakes Cheese Co., Inc. Employee Stock Ownership Plan | 2023 | $103,088 | not reported in the loaded dataset |
| Blue Cross & Blue Shield Of Minnesota | Blue Cross And Blue Shield Of Minnesota Pension Plan | 2023 | $91,645 | not reported in the loaded dataset |
| Plumbers Local 8 Dc Plan | Plumbers & Gasfitters Local Union No. 8 Defined Contribution Plan | 2023 | $88,653 | not reported in the loaded dataset |
| Hallstar Services Corporation | Hallstar Services Corp. Retirement Income Plan | 2023 | $86,598 | $0 |
| Acme Truck Line, Inc. | Acme Truck Employee Stock Ownership Plan | 2023 | $82,110 | not reported in the loaded dataset |
| Silgan Plastics, LLC | Silgan Plastics Pension Plan For Hourly-Paid Employees | 2023 | $72,147 | not reported in the loaded dataset |
| Wakemed | Wakemed Pension Plan | 2023 | $70,567 | not reported in the loaded dataset |
| Trustees Of The Seattle Symphony Players Pension Plan | Seattle Symphony Players Pension Plan | 2023 | $68,080 | not reported in the loaded dataset |
| Aptargroup, Inc. | Aptargroup, Inc. Employees' Retirement Plan | 2023 | $66,567 | $0 |
| Chesmar Group, Inc. | Chesmar Group, Inc. Employee Stock Ownership Plan | 2023 | $65,767 | not reported in the loaded dataset |
| Axel Johnson Inc. | Axel Johnson Inc. Retirement Plan | 2023 | $63,087 | $0 |
| Essendant Co. | Essendant Pension Plan | 2023 | $63,036 | not reported in the loaded dataset |
| Silgan Plastics, LLC | Silgan Plastics Pension Plan For Salaried Employees | 2023 | $62,427 | not reported in the loaded dataset |
| Laboratory Corporation Of America Holdings | Laboratory Corporation Of America Holdings Cash Balance Retirement Plan | 2023 | $62,375 | not reported in the loaded dataset |
| Presbyterian Healthcare Services | Presbyterian Healthcare Services Employees' Pension Plan Ii | 2023 | $60,573 | not reported in the loaded dataset |
| Ballard Power Corporation | Ballard Power Corporation Pension Plan | 2023 | $60,276 | $0 |
| Smiths Group Services Corporation | Smiths Group Pension Plan | 2023 | $58,313 | $0 |
| Pool Company/Nabors Industries Inc. | Pool Company Retirement Income Plan | 2023 | $55,293 | not reported in the loaded dataset |
| Ita Group Holdings, Inc. | Ita Group Holdings, Inc. Employees' Stock Ownership Plan | 2023 | $51,841 | not reported in the loaded dataset |
| Hargrove Holding Company, Inc. | Hargrove Holding Company, Inc Teammate Stock Ownership Plan | 2023 | $51,651 | not reported in the loaded dataset |
| Sulzer Pumps (Us) Inc. | Sulzer Pumps (Us) Inc. Master Trust | 2023 | $50,630 | not reported in the loaded dataset |
| Golden State Water Company | Golden State Water Company Pension Plan | 2023 | $48,261 | not reported in the loaded dataset |
| Authentic Brands, LLC | Authentic Brands, LLC 401(K) Plan | 2023 | $47,830 | not reported in the loaded dataset |
| Petersen, Inc. | Petersen, Inc. Frozen Capital Accumulation Plan | 2023 | $47,237 | not reported in the loaded dataset |
| Essendant Co. | Essendant Union Employees' Pension Plan | 2023 | $45,825 | not reported in the loaded dataset |
| The Homestead, L.C. | The Homestead Retirement Plan | 2023 | $44,577 | not reported in the loaded dataset |
| Foster Wheeler, Inc. | Foster Wheeler Inc. Salaried Employees Pension Plan | 2023 | $43,404 | not reported in the loaded dataset |
| Whitaker Construction Co., Inc. | Whitaker Construction Co., Inc. Employee Stock Ownership Plan | 2023 | $41,668 | not reported in the loaded dataset |
| Trustees Of Ibew Local 325 Pension Fund | Ibew Local 325 Pension Fund | 2023 | $40,983 | not reported in the loaded dataset |
| Alaska Teamster Employer Welfare Trust | Alaska Teamster Employer Welfare Trust | 2023 | $40,404 | $0 |
| Bd Of Trust Upstate New York Engineers Pension Fund | Upstate New York Engineers Pension Fund | 2023 | $39,520 | $0 |
| Byer California | Byer California Retirement Savings Plan | 2023 | $39,011 | not reported in the loaded dataset |
Related Form 5500 pages
- Foot Locker Retirement Plan (plan 001)
- Foot Locker, Inc. — all reported plans
- Fairway Independent Mortgage Corporation Employee Stock Ownership (plan 002)
- Fairway Independent Mortgage Corporation — all reported plans
- Mccormick Pension Plan (plan 003)
- Mccormick & Company, Inc — all reported plans
- Hypertherm Associate Stock Ownership Plan (plan 002)
- Hypertherm, Inc. — all reported plans
- American Express Retirement Plan (plan 005)
- American Express Company And Its Participating Subsidiaries — all reported plans
- Western Wisconsin Electrical Workers Retirement Plan (plan 001)
- Ibew Local Union 14 — all reported plans
- Kloeckner Metals Defined Benefit Plan (plan 002)
- Kloeckner Metals Corporation — all reported plans
- Welk Hospitality Group Profit Sharing Plan (plan 002)
- Champagne Resorts, Inc. — all reported plans
- Defined Benefit Pension Plan For Employees Of Union Settlement Association, Inc. (plan 001)
- Union Settlement Association, Inc. — all reported plans
- Carmax, Inc. Pension Plan (plan 004)
- Carmax, Inc. — all reported plans
- Southwire Company Hourly Pension Plan (plan 013)
- Southwire Company, LLC — all reported plans
- Macys Inc Defined Benefit Plans Master Trust (plan 015)
- Macys Inc — all reported plans
- American Systems Corporation Employee Stock Ownership Plan (plan 003)
- American Systems Corporation — all reported plans
- Navy Federal Credit Union Employees' Retirement Plan (plan 001)
- Navy Federal Credit Union — all reported plans
- Westlake Services Holding Company Employee Stock Ownership Plan (plan 002)
- Westlake Services Holding Company — all reported plans
- Kuraray America Pension Plan (plan 002)
- Kuraray America, Inc. — all reported plans
- Dla Piper (Us) Cash Balance Plan For Partners (plan 007)
- Dla Piper Llp Us — all reported plans
- Day And Zimmermann Ao/Mhg Merged Pension Plan (Formerly Known As Retirement Plan For Bargaining Employees At Iaap) (plan 004)
- American Ordnance, LLC C/O Iowa Army Ammunition Plant — all reported plans
- Great Lakes Cheese Co., Inc. Employee Stock Ownership Plan (plan 002)
- Great Lakes Cheese Co — all reported plans
- Blue Cross And Blue Shield Of Minnesota Pension Plan (plan 001)
- Blue Cross & Blue Shield Of Minnesota — all reported plans
- Plumbers & Gasfitters Local Union No. 8 Defined Contribution Plan (plan 001)
- Plumbers Local 8 Dc Plan — all reported plans
- Hallstar Services Corp. Retirement Income Plan (plan 003)
- Hallstar Services Corporation — all reported plans
- Acme Truck Employee Stock Ownership Plan (plan 002)
- Acme Truck Line, Inc. — all reported plans
- Silgan Plastics Pension Plan For Hourly-Paid Employees (plan 002)
- Silgan Plastics, LLC — all reported plans
- Wakemed Pension Plan (plan 001)
- Wakemed — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources