Principal Securities — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Principal Securities is reported as a service provider on 12 loaded Form 5500 filing(s) across 12 plan sponsor(s) and 12 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $138,981 and reported indirect compensation totals $255,064.
Reported compensation summary
- Reported direct compensation
- $138,981
- Reported indirect compensation
- $255,064
- Total reported compensation
- $394,045
- Filings
- 12
- Plan sponsors
- 12
- Plans
- 12
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| New Era Technology, Inc. | PA | 1 | $108,427 |
| Clinica Sierra Vista | CA | 1 | $62,962 |
| Iowa Orthopaedic Center, P.C. | IA | 1 | $56,557 |
| Ldv, Inc. | WI | 1 | $42,871 |
| Gateway Family Health Clinic, Ltd. | MN | 1 | $42,674 |
| England, Thims & Miller, Inc. | FL | 1 | $19,772 |
| Community Dental Care | MN | 1 | $14,890 |
| Continuum Advantage, LLC | IA | 1 | $13,789 |
| Rainelle Medical Center, Inc. | WV | 1 | $11,096 |
| Bath County Community Hospital, Inc. | VA | 1 | $10,956 |
State footprint
Plans reporting Principal Securities are sponsored in IA (2), MN (2), FL (2), VA (1), WI (1), AL (1), WV (1), CA (1), PA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| New Era Technology, Inc. | New Era 401(K) Plan | 2023 | $108,427 | not reported in the loaded dataset |
| Clinica Sierra Vista | Clinica Sierra Vista Retirement Plan | 2023 | $0 | $62,962 |
| Iowa Orthopaedic Center, P.C. | Iowa Orthopaedic Center, P.C. 401(K) Profit Sharing Plan | 2023 | not reported in the loaded dataset | $56,557 |
| Ldv, Inc. | Lynch Companies 401(K) Savings Plan | 2023 | $0 | $42,871 |
| Gateway Family Health Clinic, Ltd. | Gateway Health Clinic, Ltd. 401(K) Profit Sharing Plan | 2023 | $30,554 | $12,120 |
| England, Thims & Miller, Inc. | England, Thims & Miller, Inc. 401(K) Plan | 2023 | $0 | $19,772 |
| Community Dental Care | Community Dental Care 401(K) Retirement Plan | 2023 | $0 | $14,890 |
| Continuum Advantage, LLC | Continuum Advantage, LLC 401k | 2023 | $0 | $13,789 |
| Rainelle Medical Center, Inc. | Rainelle Medical Center, Inc. Dc Retirement Plan | 2023 | $0 | $11,096 |
| Bath County Community Hospital, Inc. | Bath Community Hospital Employees 403(B) Retirement Plan | 2023 | $0 | $10,956 |
| Hanceville Nursing & Rehab Center, Inc. | Hanceville Nursing & Rehab Center, Inc. 401(K) Plan | 2023 | $0 | $10,030 |
| Plantation Bay Country Club, LLC | Plantation Bay Country Club 401(K) Savings Plan | 2023 | $0 | $21 |
Related Form 5500 pages
- New Era 401(K) Plan (plan 001)
- New Era Technology, Inc. — all reported plans
- Clinica Sierra Vista Retirement Plan (plan 001)
- Clinica Sierra Vista — all reported plans
- Iowa Orthopaedic Center, P.C. 401(K) Profit Sharing Plan (plan 001)
- Iowa Orthopaedic Center, P.C. — all reported plans
- Lynch Companies 401(K) Savings Plan (plan 001)
- Ldv, Inc. — all reported plans
- Gateway Health Clinic, Ltd. 401(K) Profit Sharing Plan (plan 002)
- Gateway Family Health Clinic, Ltd. — all reported plans
- England, Thims & Miller, Inc. 401(K) Plan (plan 001)
- England, Thims & Miller, Inc. — all reported plans
- Community Dental Care 401(K) Retirement Plan (plan 001)
- Community Dental Care — all reported plans
- Continuum Advantage, LLC 401k (plan 001)
- Continuum Advantage, LLC — all reported plans
- Rainelle Medical Center, Inc. Dc Retirement Plan (plan 001)
- Rainelle Medical Center, Inc. — all reported plans
- Bath Community Hospital Employees 403(B) Retirement Plan (plan 001)
- Bath County Community Hospital, Inc. — all reported plans
- Hanceville Nursing & Rehab Center, Inc. 401(K) Plan (plan 001)
- Hanceville Nursing & Rehab Center, Inc. — all reported plans
- Plantation Bay Country Club 401(K) Savings Plan (plan 001)
- Plantation Bay Country Club, LLC — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources