Principal Securities Inc — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Principal Securities Inc is reported as a service provider on 234 loaded Form 5500 filing(s) across 223 plan sponsor(s) and 231 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $389,720 and reported indirect compensation totals $4,012,009.
Reported compensation summary
- Reported direct compensation
- $389,720
- Reported indirect compensation
- $4,012,009
- Total reported compensation
- $4,401,729
- Filings
- 234
- Plan sponsors
- 223
- Plans
- 231
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Refinery Terminal Fire Company | TX | 2 | $138,178 |
| C&B Operations, LLC | SD | 1 | $101,309 |
| Principal Life Insurance Company | IA | 1 | $89,286 |
| Alltech, Inc. | KY | 1 | $86,729 |
| Satellite Industries, Inc. | MN | 1 | $71,671 |
| United Bank Of Iowa | IA | 1 | $67,517 |
| Wright Service Corp. | IA | 2 | $66,622 |
| Valley Children'S Specialty Medical Group | CA | 1 | $66,258 |
| Litehouse, Inc. | ID | 1 | $65,921 |
| United Ohio Insurance Company | OH | 1 | $64,578 |
State footprint
Plans reporting Principal Securities Inc are sponsored in MI (34), IA (27), MN (20), FL (18), NE (15), CA (13), IL (13), WI (13), TX (10), NY (6), NC (6), OH (5).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| C&B Operations, LLC | C&B Operations, LLC Retirement Savings Plan | 2023 | $0 | $101,309 |
| Principal Life Insurance Company | Principal Ease 401(K) Plan | 2023 | $0 | $89,286 |
| Alltech, Inc. | Alltech Savings & Retirement Plan | 2023 | $0 | $86,729 |
| Satellite Industries, Inc. | Hilde Companies Profit Sharing And 401(K) Savings Plan | 2023 | $0 | $71,671 |
| Refinery Terminal Fire Company | Refinery Terminal Fire Company Money Purchase Pension Plan | 2023 | $69,089 | not reported in the loaded dataset |
| Refinery Terminal Fire Company | Refinery Terminal Fire Company 401(K) Profit Sharing Plan | 2023 | $69,089 | not reported in the loaded dataset |
| United Bank Of Iowa | Ida Grove Bancshares, Inc. Esop With 401(K) Provisions And Trust Agreement | 2023 | $0 | $67,517 |
| Valley Children'S Specialty Medical Group | Valley Children'S Specialty Medical Group 401(K) Profit Sharing Plan | 2023 | $0 | $66,258 |
| Wright Service Corp. | Wright Service Corp. 401(K) Retirement Plan | 2023 | $0 | $65,944 |
| Litehouse, Inc. | Litehouse, Inc. Employees' 401(K) Profit Sharing Plan | 2023 | $0 | $65,921 |
| United Ohio Insurance Company | United Ohio Insurance Company 401(K) Savings Plan | 2023 | $0 | $64,578 |
| Dynamic Aviation Group, Inc. | Dynamic Aviation Group, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $61,694 |
| Cowin Equipment Company Inc | Cowin Equipment Company, Inc 401(K) Plan | 2023 | $0 | $61,066 |
| Albaugh, LLC | Albaugh, LLC 401(K) Profit Sharing Plan | 2023 | $0 | $52,153 |
| U.K.S.M.-W. Medical Practice Association | U.K.S.M.-W., M.P.A. Tax Deferred Annuity Plan | 2023 | $0 | $52,152 |
| Metric Engineering, Inc. | Metric Engineering Savings And Retirement Plan | 2023 | $48,407 | not reported in the loaded dataset |
| Ovation Holdings | Ovation Holdings 401(K) Retirement Plan | 2023 | $0 | $47,743 |
| Team Industries, Inc. | Team Industries, Inc. Retirement Savings Plan | 2023 | $0 | $46,839 |
| Child Action, Inc. | Child Action, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $44,650 |
| Concentric Rockford Inc. | Concentric Rockford Inc. Employees' Pension Plan | 2023 | $0 | $42,961 |
| Boundless Enterprises, LLC | Boundless Enterprises, LLC 401(K) Plan | 2023 | $0 | $41,734 |
| Geo Control Systems, Inc. | Gcs 401(K) Plan | 2023 | $0 | $41,513 |
| Bitwise Industries, Inc. | Bitwise Industries, Inc. 401(K) Plan | 2023 | $41,425 | not reported in the loaded dataset |
| American Electronic Warfare Associates, Inc. | American Electronic Warfare Associates, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $41,107 |
| Memorial Health Care Systems | Memorial Health Care Systems Tax Deferred Annuity Plan | 2023 | $0 | $40,594 |
| Veenstra & Kimm, Inc. | Veenstra & Kimm, Inc. Profit Sharing Plan | 2023 | $0 | $40,256 |
| American Association Of Motor Vehicle Administrators | American Association Of Motor Vehicle Administrators (Aamva) 401(K) Plan | 2023 | $0 | $40,000 |
| Galen Medical Group Employees | Galen Medical Group Employees Retirement Savings Plan | 2023 | $0 | $39,952 |
| Thrasher, Inc. | Thrasher, Inc. 401k Profit Sharing Plan | 2023 | $0 | $38,945 |
| The Stable Group LLC | The Stable 401(K) Profit Sharing Plan | 2023 | $0 | $38,094 |
| National Council For Behavioral Health | National Council For Behavioral Health Pension Plan | 2023 | $0 | $37,847 |
| Consumers Credit Union | Consumers Credit Union 401(K) Savings Plan | 2023 | $0 | $37,831 |
| Behler-Young Company | Behler-Young Company Profit Sharing 401(K) Plan | 2023 | $0 | $36,939 |
| Commercial Tool & Die, Inc. | Commercial Tool & Die, Inc. Employee 401(K)/Profit Sharing Plan | 2023 | $36,388 | not reported in the loaded dataset |
| Eagle View Technologies, Inc. | Eagle View Technologies, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $36,042 |
| Winston Home Builders, LLC | Winston/Hamilton Home Builders 401(K) Plan | 2023 | $0 | $35,674 |
| Professional Research Consultants, Inc. | Professional Research Consultants, Inc. 401(K) Plan | 2023 | $0 | $35,383 |
| Mccown Gordon Construction, L.L.C. | Mccown Gordon Construction, L.L.C. Profit Sharing 401(K) Plan | 2023 | $0 | $34,599 |
| Maplewood Motors, LLC | Maplewood Toyota, Inver Grove Honda & Inver Grove Toyota 401(K) Plan | 2023 | $0 | $34,170 |
| Structural Concepts Corporation | Structural Concepts Corporation 401(K) Retirement Savings Plan | 2023 | $0 | $33,664 |
| Memorial Motors, Inc. | Doherty Auto Group 401(K) Plan | 2023 | $0 | $33,652 |
| Snohomish County Public Defender Association | Snohomish County Public Defender Association 403(B) Plan | 2023 | $0 | $33,267 |
| Altapointe Healthcare Management, LLC | Altapointe Healthcare Management 403(B) Plan | 2023 | $0 | $33,066 |
| Plascore, Inc. | Plascore, Inc. Retirement Savings Plan | 2023 | $0 | $31,855 |
| Chief Industries, Inc. | Chief Industries, Inc. Thrift Plan | 2023 | $0 | $31,743 |
| Santa Cruz Community Health Centers | Santa Cruz Community Health Centers 401(K) Profit Sharing Plan | 2023 | $0 | $31,694 |
| Million Dollar Round Table | Million Dollar Round Table Retirement Plan | 2023 | $0 | $31,418 |
| Signal Peak Energy, LLC | Signal Peak Energy, LLC 401(K) Savings And Investment Plan | 2023 | $0 | $31,335 |
| Easter Seals Blake Foundation | Easter Seals Blake Foundation 403(B) Plan | 2023 | $0 | $30,318 |
| Walters Gardens, Inc. | Walters Gardens, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $30,315 |
Related Form 5500 pages
- C&B Operations, LLC Retirement Savings Plan (plan 001)
- C&B Operations, LLC — all reported plans
- Principal Ease 401(K) Plan (plan 334)
- Principal Life Insurance Company — all reported plans
- Alltech Savings & Retirement Plan (plan 001)
- Alltech, Inc. — all reported plans
- Hilde Companies Profit Sharing And 401(K) Savings Plan (plan 333)
- Satellite Industries, Inc. — all reported plans
- Refinery Terminal Fire Company Money Purchase Pension Plan (plan 001)
- Refinery Terminal Fire Company — all reported plans
- Refinery Terminal Fire Company 401(K) Profit Sharing Plan (plan 002)
- Ida Grove Bancshares, Inc. Esop With 401(K) Provisions And Trust Agreement (plan 003)
- United Bank Of Iowa — all reported plans
- Valley Children'S Specialty Medical Group 401(K) Profit Sharing Plan (plan 001)
- Valley Children'S Specialty Medical Group — all reported plans
- Wright Service Corp. 401(K) Retirement Plan (plan 002)
- Wright Service Corp. — all reported plans
- Litehouse, Inc. Employees' 401(K) Profit Sharing Plan (plan 001)
- Litehouse, Inc. — all reported plans
- United Ohio Insurance Company 401(K) Savings Plan (plan 002)
- United Ohio Insurance Company — all reported plans
- Dynamic Aviation Group, Inc. 401(K) Profit Sharing Plan (plan 001)
- Dynamic Aviation Group, Inc. — all reported plans
- Cowin Equipment Company, Inc 401(K) Plan (plan 002)
- Cowin Equipment Company Inc — all reported plans
- Albaugh, LLC 401(K) Profit Sharing Plan (plan 001)
- Albaugh, LLC — all reported plans
- U.K.S.M.-W., M.P.A. Tax Deferred Annuity Plan (plan 002)
- U.K.S.M.-W. Medical Practice Association — all reported plans
- Metric Engineering Savings And Retirement Plan (plan 001)
- Metric Engineering, Inc. — all reported plans
- Ovation Holdings 401(K) Retirement Plan (plan 001)
- Ovation Holdings — all reported plans
- Team Industries, Inc. Retirement Savings Plan (plan 001)
- Team Industries, Inc. — all reported plans
- Child Action, Inc. 401(K) Profit Sharing Plan (plan 001)
- Child Action, Inc. — all reported plans
- Concentric Rockford Inc. Employees' Pension Plan (plan 002)
- Concentric Rockford Inc. — all reported plans
- Boundless Enterprises, LLC 401(K) Plan (plan 001)
- Boundless Enterprises, LLC — all reported plans
- Gcs 401(K) Plan (plan 001)
- Geo Control Systems, Inc. — all reported plans
- Bitwise Industries, Inc. 401(K) Plan (plan 001)
- Bitwise Industries, Inc. — all reported plans
- American Electronic Warfare Associates, Inc. 401(K) Profit Sharing Plan (plan 001)
- American Electronic Warfare Associates, Inc. — all reported plans
- Memorial Health Care Systems Tax Deferred Annuity Plan (plan 002)
- Memorial Health Care Systems — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources