Prospera Financial — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Prospera Financial is reported as a service provider on 3 loaded Form 5500 filing(s) across 3 plan sponsor(s) and 3 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $81,018 and reported indirect compensation totals $57,032.
Reported compensation summary
- Reported direct compensation
- $81,018
- Reported indirect compensation
- $57,032
- Total reported compensation
- $138,050
- Filings
- 3
- Plan sponsors
- 3
- Plans
- 3
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Toll Bros., Inc. | PA | 1 | $60,000 |
| 4front Engineered Solutions, Inc. | TX | 1 | $57,032 |
| The Expo Group, LLC | TX | 1 | $21,018 |
State footprint
Plans reporting Prospera Financial are sponsored in TX (2), PA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Toll Bros., Inc. | Toll Brothers 401k Savings Plan | 2023 | $60,000 | not reported in the loaded dataset |
| 4front Engineered Solutions, Inc. | 4front Engineered Solutions 401(K) Plan | 2023 | $0 | $57,032 |
| The Expo Group, LLC | The Expo Group, Inc. Employer 401(K) Plan | 2023 | $21,018 | not reported in the loaded dataset |
Related Form 5500 pages
- Toll Brothers 401k Savings Plan (plan 002)
- Toll Bros., Inc. — all reported plans
- 4front Engineered Solutions 401(K) Plan (plan 001)
- 4front Engineered Solutions, Inc. — all reported plans
- The Expo Group, Inc. Employer 401(K) Plan (plan 001)
- The Expo Group, LLC — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources