Prospera Financial Services — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Prospera Financial Services is reported as a service provider on 18 loaded Form 5500 filing(s) across 16 plan sponsor(s) and 18 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $285,747 and reported indirect compensation totals $167,497.
Reported compensation summary
- Reported direct compensation
- $285,747
- Reported indirect compensation
- $167,497
- Total reported compensation
- $453,244
- Filings
- 18
- Plan sponsors
- 16
- Plans
- 18
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Stream Realty Partners | TX | 1 | $91,357 |
| Conn-Selmer, Inc. | IN | 2 | $60,050 |
| Baxter & Woodman, Inc. | IL | 1 | $45,000 |
| Discovery Health Sciences Foundation, Inc. | LA | 1 | $41,430 |
| Phoenix Closures, Inc. | IL | 2 | $41,108 |
| Gilleland Chevrolet Cadillac I | MN | 1 | $38,518 |
| Mbl (Usa) Corporation | IL | 1 | $27,196 |
| Advanced Testing Laboratory, Inc. | OH | 1 | $26,893 |
| Southwest Transplant Alliance | TX | 1 | $23,994 |
| Swiss-American Cdmo, LLC | TX | 1 | $20,897 |
State footprint
Plans reporting Prospera Financial Services are sponsored in TX (6), IL (5), IN (2), MN (1), OH (1), LA (1), GA (1), CA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Stream Realty Partners | Stream Realty Partners 401(K) Savings Plan | 2023 | $0 | $91,357 |
| Conn-Selmer, Inc. | Conn-Selmer 401(K) & Profit Sharing Plan | 2023 | $53,160 | not reported in the loaded dataset |
| Baxter & Woodman, Inc. | Baxter & Woodman 401k Retirement Savings Plan | 2023 | $45,000 | not reported in the loaded dataset |
| Discovery Health Sciences Foundation, Inc. | Discovery Schools 401(K) Plan | 2023 | $0 | $41,430 |
| Gilleland Chevrolet Cadillac I | Gilleland Chevrolet Cadillac I 401(K) Profit Sharing Plan & Trust | 2023 | $38,518 | not reported in the loaded dataset |
| Phoenix Closures, Inc. | Phoenix Closures, Inc. 401(K) Salary Deferral Profit Sharing Plan And Trust | 2023 | $34,531 | $7 |
| Mbl (Usa) Corporation | Mbl (Usa) Corporation 401(K) Savings Plan | 2023 | $27,186 | $10 |
| Advanced Testing Laboratory, Inc. | Advanced Testing Laboratory 401k Plan | 2023 | $26,893 | not reported in the loaded dataset |
| Southwest Transplant Alliance | Southwest Transplant Alliance 403(B) Plan | 2023 | $0 | $23,994 |
| Swiss-American Cdmo, LLC | Swiss-American Cdmo 401(K) Savings Plan | 2023 | $20,897 | $0 |
| True Air Mechanical, Inc. | True Air 401(K) Plan | 2023 | $10,626 | not reported in the loaded dataset |
| One Home Health Agency | One Home Health 401(K) Plan | 2023 | $9,293 | not reported in the loaded dataset |
| Primary Care Solutions, Inc. | Primary Care Solutions 401(K) Plan | 2023 | $0 | $8,349 |
| Conn-Selmer, Inc. | Conn-Selmer Union Employee'S 401(K) Plan | 2023 | $6,890 | not reported in the loaded dataset |
| Phoenix Closures, Inc. | Phoenix Closures West 401(K) Plan | 2023 | $6,428 | $142 |
| Cinergy Entertainment Group, Inc. | Cinergy Entertainment Group 401(K) Plan | 2023 | $6,325 | not reported in the loaded dataset |
| Perot Museum Of Nature And Science | Perot Museum Of Nature And Science Employee Savings Plan | 2023 | $0 | $2,208 |
| Personal Care, Inc. | Personal Care, Inc. Investment Plan And Trust | 2023 | $0 | $0 |
Related Form 5500 pages
- Stream Realty Partners 401(K) Savings Plan (plan 001)
- Stream Realty Partners — all reported plans
- Conn-Selmer 401(K) & Profit Sharing Plan (plan 008)
- Conn-Selmer, Inc. — all reported plans
- Baxter & Woodman 401k Retirement Savings Plan (plan 001)
- Baxter & Woodman, Inc. — all reported plans
- Discovery Schools 401(K) Plan (plan 001)
- Discovery Health Sciences Foundation, Inc. — all reported plans
- Gilleland Chevrolet Cadillac I 401(K) Profit Sharing Plan & Trust (plan 001)
- Gilleland Chevrolet Cadillac I — all reported plans
- Phoenix Closures, Inc. 401(K) Salary Deferral Profit Sharing Plan And Trust (plan 001)
- Phoenix Closures, Inc. — all reported plans
- Mbl (Usa) Corporation 401(K) Savings Plan (plan 001)
- Mbl (Usa) Corporation — all reported plans
- Advanced Testing Laboratory 401k Plan (plan 001)
- Advanced Testing Laboratory, Inc. — all reported plans
- Southwest Transplant Alliance 403(B) Plan (plan 003)
- Southwest Transplant Alliance — all reported plans
- Swiss-American Cdmo 401(K) Savings Plan (plan 001)
- Swiss-American Cdmo, LLC — all reported plans
- True Air 401(K) Plan (plan 001)
- True Air Mechanical, Inc. — all reported plans
- One Home Health 401(K) Plan (plan 001)
- One Home Health Agency — all reported plans
- Primary Care Solutions 401(K) Plan (plan 001)
- Primary Care Solutions, Inc. — all reported plans
- Conn-Selmer Union Employee'S 401(K) Plan (plan 009)
- Phoenix Closures West 401(K) Plan (plan 003)
- Cinergy Entertainment Group 401(K) Plan (plan 001)
- Cinergy Entertainment Group, Inc. — all reported plans
- Perot Museum Of Nature And Science Employee Savings Plan (plan 001)
- Perot Museum Of Nature And Science — all reported plans
- Personal Care, Inc. Investment Plan And Trust (plan 001)
- Personal Care, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources