Prospera Financial Services Inc — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Prospera Financial Services Inc is reported as a service provider on 16 loaded Form 5500 filing(s) across 16 plan sponsor(s) and 16 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $256,776 and reported indirect compensation totals $155,287.
Reported compensation summary
- Reported direct compensation
- $256,776
- Reported indirect compensation
- $155,287
- Total reported compensation
- $412,063
- Filings
- 16
- Plan sponsors
- 16
- Plans
- 16
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Door Systems Assa Abloy Us, Inc. | IL | 1 | $55,829 |
| Woolf Distributing Company, Inc. | IL | 1 | $54,200 |
| United Chemi-Con, Inc. | IL | 1 | $39,782 |
| Ampirical Solutions, LLC | LA | 1 | $36,412 |
| Kaspar Wire Works, Inc. | TX | 1 | $31,889 |
| Southwest Transplant Alliance | TX | 1 | $30,538 |
| Enterprise Financial Group, Inc. | TX | 1 | $28,117 |
| Daisy Brand LLC | TX | 1 | $22,742 |
| Banner Of N.O., L.L.C. | LA | 1 | $22,010 |
| K Post Company | TX | 1 | $21,181 |
State footprint
Plans reporting Prospera Financial Services Inc are sponsored in TX (8), IL (4), LA (2), MI (1), WI (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Door Systems Assa Abloy Us, Inc. | Door Systems 401(K) Plan | 2023 | $0 | $55,829 |
| Woolf Distributing Company, Inc. | Woolf Distributing Co., Inc. Profit Sharing And Savings Plan | 2023 | $54,200 | $0 |
| United Chemi-Con, Inc. | United Chemi-Con, Inc. 401(K) Plan & Trust | 2023 | $39,782 | not reported in the loaded dataset |
| Ampirical Solutions, LLC | Ampirical Solutions 401(K) Plan | 2023 | $36,412 | not reported in the loaded dataset |
| Kaspar Wire Works, Inc. | Kaspar Wire Works, Inc. 401(K) Profit Sharing Plan | 2023 | $31,889 | not reported in the loaded dataset |
| Southwest Transplant Alliance | Southwest Transplant Alliance 401(A) Retirement Plan | 2023 | $0 | $30,538 |
| Enterprise Financial Group, Inc. | Enterprise Financial Group, Inc. 401(K) Savings Plan | 2023 | $28,117 | not reported in the loaded dataset |
| Daisy Brand LLC | Daisy Brand Retirement Plan | 2023 | $0 | $22,742 |
| Banner Of N.O., L.L.C. | Banner 401(K) Plan | 2023 | $22,010 | not reported in the loaded dataset |
| K Post Company | K Post Company 401k | 2023 | $0 | $21,181 |
| R&L Spring Company | R&L Spring Company 401(K) Plan | 2023 | $20,004 | not reported in the loaded dataset |
| First Co. | First Co. 401(K) Retirement Plan | 2023 | $0 | $19,056 |
| Orsini Pharmaceutical Services, LLC | The Orsini Group 401(K) | 2023 | $13,036 | not reported in the loaded dataset |
| Flatland Holdings, Inc. | Rk Supply 401(K) Plan | 2023 | $11,326 | not reported in the loaded dataset |
| Medical City Dallas Management, Ltd. | Medical City Dallas Management, Ltd. 401(K) Profit Sharing Plan | 2023 | $0 | $5,941 |
| Datamatics Global Services, Inc | Datamatics Global Services, Inc 401(K) Plan | 2023 | $0 | $0 |
Related Form 5500 pages
- Door Systems 401(K) Plan (plan 001)
- Door Systems Assa Abloy Us, Inc. — all reported plans
- Woolf Distributing Co., Inc. Profit Sharing And Savings Plan (plan 001)
- Woolf Distributing Company, Inc. — all reported plans
- United Chemi-Con, Inc. 401(K) Plan & Trust (plan 002)
- United Chemi-Con, Inc. — all reported plans
- Ampirical Solutions 401(K) Plan (plan 001)
- Ampirical Solutions, LLC — all reported plans
- Kaspar Wire Works, Inc. 401(K) Profit Sharing Plan (plan 002)
- Kaspar Wire Works, Inc. — all reported plans
- Southwest Transplant Alliance 401(A) Retirement Plan (plan 001)
- Southwest Transplant Alliance — all reported plans
- Enterprise Financial Group, Inc. 401(K) Savings Plan (plan 001)
- Enterprise Financial Group, Inc. — all reported plans
- Daisy Brand Retirement Plan (plan 001)
- Daisy Brand LLC — all reported plans
- Banner 401(K) Plan (plan 001)
- Banner Of N.O., L.L.C. — all reported plans
- K Post Company 401k (plan 001)
- K Post Company — all reported plans
- R&L Spring Company 401(K) Plan (plan 001)
- R&L Spring Company — all reported plans
- First Co. 401(K) Retirement Plan (plan 001)
- First Co. — all reported plans
- The Orsini Group 401(K) (plan 001)
- Orsini Pharmaceutical Services, LLC — all reported plans
- Rk Supply 401(K) Plan (plan 001)
- Flatland Holdings, Inc. — all reported plans
- Medical City Dallas Management, Ltd. 401(K) Profit Sharing Plan (plan 001)
- Medical City Dallas Management, Ltd. — all reported plans
- Datamatics Global Services, Inc 401(K) Plan (plan 001)
- Datamatics Global Services, Inc — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources