Regal Investment Advisors LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Regal Investment Advisors LLC is reported as a service provider on 7 loaded Form 5500 filing(s) across 7 plan sponsor(s) and 7 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $99,866 and reported indirect compensation totals $60,000.
Reported compensation summary
- Reported direct compensation
- $99,866
- Reported indirect compensation
- $60,000
- Total reported compensation
- $159,866
- Filings
- 7
- Plan sponsors
- 7
- Plans
- 7
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Arc Intl. North America, LLC | NJ | 1 | $60,000 |
| Sg Chevrolet, LLC | OH | 1 | $33,235 |
| United Airlines, Inc. | IL | 1 | $31,230 |
| Southwest Airlines Company | TX | 1 | $13,352 |
| Wabash Center, Inc. | IN | 1 | $8,303 |
| University School Of Milwaukee | WI | 1 | $7,755 |
| Lhm Financial Corporation Dba Cnn Mortgage | AZ | 1 | $5,991 |
State footprint
Plans reporting Regal Investment Advisors LLC are sponsored in AZ (1), IL (1), IN (1), NJ (1), OH (1), TX (1), WI (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Arc Intl. North America, LLC | Arc International North America 401k Retirement | 2023 | $0 | $60,000 |
| Sg Chevrolet, LLC | Sg Chevrolet 401(K) Savings Plan | 2023 | $33,235 | not reported in the loaded dataset |
| United Airlines, Inc. | United Airlines Pilot Retirement Account Plan | 2023 | $31,230 | not reported in the loaded dataset |
| Southwest Airlines Company | Southwest Airlines Pilots Retirement Savings Plan | 2023 | $13,352 | not reported in the loaded dataset |
| Wabash Center, Inc. | Wabash Center, Inc. 401(K) Plan | 2023 | $8,303 | not reported in the loaded dataset |
| University School Of Milwaukee | University School Of Milwaukee Defined Contribution Retirement Plan | 2023 | $7,755 | not reported in the loaded dataset |
| Lhm Financial Corporation Dba Cnn Mortgage | Lhm Financial Corporation 401(K) Profit Sharing Plan And Trust | 2023 | $5,991 | not reported in the loaded dataset |
Related Form 5500 pages
- Arc International North America 401k Retirement (plan 004)
- Arc Intl. North America, LLC — all reported plans
- Sg Chevrolet 401(K) Savings Plan (plan 001)
- Sg Chevrolet, LLC — all reported plans
- United Airlines Pilot Retirement Account Plan (plan 202)
- United Airlines, Inc. — all reported plans
- Southwest Airlines Pilots Retirement Savings Plan (plan 003)
- Southwest Airlines Company — all reported plans
- Wabash Center, Inc. 401(K) Plan (plan 001)
- Wabash Center, Inc. — all reported plans
- University School Of Milwaukee Defined Contribution Retirement Plan (plan 001)
- University School Of Milwaukee — all reported plans
- Lhm Financial Corporation 401(K) Profit Sharing Plan And Trust (plan 002)
- Lhm Financial Corporation Dba Cnn Mortgage — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources