Sigma Planning Corp. — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Sigma Planning Corp. is reported as a service provider on 3 loaded Form 5500 filing(s) across 3 plan sponsor(s) and 3 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $8,137 and reported indirect compensation totals $29,863.
Reported compensation summary
- Reported direct compensation
- $8,137
- Reported indirect compensation
- $29,863
- Total reported compensation
- $38,000
- Filings
- 3
- Plan sponsors
- 3
- Plans
- 3
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Tsunami Tsolutions, LLC | CT | 1 | $20,600 |
| His Constructors, Inc. | IN | 1 | $9,263 |
| The Cleveland Clinic Foundation | OH | 1 | $8,137 |
State footprint
Plans reporting Sigma Planning Corp. are sponsored in CT (1), IN (1), OH (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Tsunami Tsolutions, LLC | Tsunami Tsolutions, LLC 401(K) Plan | 2023 | $0 | $20,600 |
| His Constructors, Inc. | His Constructors Employee Stock Ownership And 401(K) Plan | 2023 | $0 | $9,263 |
| The Cleveland Clinic Foundation | Cleveland Clinic Savings And Investment Plan | 2023 | $8,137 | not reported in the loaded dataset |
Related Form 5500 pages
- Tsunami Tsolutions, LLC 401(K) Plan (plan 001)
- Tsunami Tsolutions, LLC — all reported plans
- His Constructors Employee Stock Ownership And 401(K) Plan (plan 001)
- His Constructors, Inc. — all reported plans
- Cleveland Clinic Savings And Investment Plan (plan 002)
- The Cleveland Clinic Foundation — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources