What does Form 5500 Schedule C report about Smith Graham & Co. Investment Adv.?

Public Form 5500 Schedule C filings report compensation paid to Smith Graham & Co. Investment Adv. as a plan service provider. Across loaded filings, total reported compensation is $430,252.

How many plans report Smith Graham & Co. Investment Adv. as a service provider?

Smith Graham & Co. Investment Adv. appears on 3 loaded plan(s) across 3 sponsor(s).

Smith Graham & Co. Investment Adv. — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Smith Graham & Co. Investment Adv. is reported as a service provider on 3 loaded Form 5500 filing(s) across 3 plan sponsor(s) and 3 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $430,252 and reported indirect compensation totals $0.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$430.3KDirect + indirect, across loaded filings$430,252

Plans served3

Plan sponsors3

Filings3

Direct vs. indirect compensation

Direct compensation$430.3K

Indirect compensation$0

Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation50%Joint Pension Comm Of The Ees Sec Fund Of The Elec Prod Ind

Top state share of plans67%PA

Plan sponsors served3

By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Smith Graham & Co. Investment Adv.. Bars show relative scale.

1
Joint Pension Comm Of The Ees Sec Fund Of The Elec Prod Ind$215.3K
NY · 1 plan(s)
2
International Union Of Operting Eng. Pen Fund Of E.Pennsylvania And De$198.8K
PA · 1 plan(s)
3
Pension Fund For Nursing And Health Care Employees$16.2K
PA · 1 plan(s)

Geographic reach

State footprint

Where Smith Graham & Co. Investment Adv. appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.

1
PA2 plan(s)
2
NY1 plan(s)

Geographic reach

City footprint

Cities where plans reporting Smith Graham & Co. Investment Adv. are sponsored, by plan count.

1
Flushing, NY1 plan(s)
2
Fort Washington, PA1 plan(s)
3
Philadelphia, PA1 plan(s)

By reported compensation

Plans reporting this provider

Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.

1
Employees Security Fund Of The Elec Ind Pension Plan$215.3K
Joint Pension Comm Of The Ees Sec Fund Of The Elec Prod Ind, NY · Direct $215.3K · 2023
2
International Union Of Operating Engineers Pension Fund Of Eastern Pennsylvania And Delaware$198.8K
International Union Of Operting Eng. Pen Fund Of E.Pennsylvania And De, PA · Direct $198.8K · Indirect $0 · 2023
3
Pension Fund For Nursing And Health Care Employees$16.2K
Pension Fund For Nursing And Health Care Employees, PA · Direct $16.2K · Indirect $0 · 2023

What to inspect next

Frequently asked questions

What does Form 5500 Schedule C report about Smith Graham & Co. Investment Adv.?: Public Form 5500 Schedule C filings report compensation paid to Smith Graham & Co. Investment Adv. as a plan service provider. Across loaded filings, total reported compensation is $430,252.
How many plans report Smith Graham & Co. Investment Adv. as a service provider?: Smith Graham & Co. Investment Adv. appears on 3 loaded plan(s) across 3 sponsor(s).