Ubs Financial — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial is reported as a service provider on 17 loaded Form 5500 filing(s) across 17 plan sponsor(s) and 17 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $532,215 and reported indirect compensation totals $0.
Reported compensation summary
- Reported direct compensation
- $532,215
- Reported indirect compensation
- $0
- Total reported compensation
- $532,215
- Filings
- 17
- Plan sponsors
- 17
- Plans
- 17
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Seminole Tribe Of Florida | FL | 1 | $57,785 |
| Spectrum Brands, Inc. | WI | 1 | $54,854 |
| Harbor Group Inc. | IA | 1 | $53,915 |
| Innovative Refrigeration Systems, Inc. | VA | 1 | $51,360 |
| Calfee Halter & Griswold, Llp | OH | 1 | $50,221 |
| Aakron Rule Corporation | NY | 1 | $49,538 |
| Pro Directional | TX | 1 | $37,939 |
| Pierce'S Flooring, Inc. | MT | 1 | $32,807 |
| Card Kingdom, Inc. | WA | 1 | $26,803 |
| Benderson Development Co., LLC | FL | 1 | $22,169 |
State footprint
Plans reporting Ubs Financial are sponsored in FL (2), WA (2), CA (2), IL (1), LA (1), MO (1), MT (1), NY (1), OH (1), TX (1), VA (1), WI (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Seminole Tribe Of Florida | Seminole Tribe Of Florida 401(K) Plan | 2023 | $57,785 | not reported in the loaded dataset |
| Spectrum Brands, Inc. | Spectrum Brands, Inc. Merged Pension Plan | 2023 | $54,854 | not reported in the loaded dataset |
| Harbor Group Inc. | Harbor Group Inc. 401(K) Plan | 2023 | $53,915 | not reported in the loaded dataset |
| Innovative Refrigeration Systems, Inc. | Innovative Refrigeration Systems, Inc. 401k Plan | 2023 | $51,360 | not reported in the loaded dataset |
| Calfee Halter & Griswold, Llp | Calfee, Halter & Griswold Llp Profit Sharing Trust And Plan | 2023 | $50,221 | not reported in the loaded dataset |
| Aakron Rule Corporation | Aakron Rule Corp. Profit Sharing Plan | 2023 | $49,538 | not reported in the loaded dataset |
| Pro Directional | Pro Directional 401(K) Plan | 2023 | $37,939 | not reported in the loaded dataset |
| Pierce'S Flooring, Inc. | Pierce Companies 401(K) Plan | 2023 | $32,807 | not reported in the loaded dataset |
| Card Kingdom, Inc. | Card Kingdom, Inc. 401(K) Plan | 2023 | $26,803 | $0 |
| Benderson Development Co., LLC | Benderson Development Co., LLC 401k Retirement Plan | 2023 | $22,169 | not reported in the loaded dataset |
| Webster Dental Care Group | Webster Dental Care Group 401k Plan | 2023 | $17,593 | not reported in the loaded dataset |
| Trend Services, Inc. | Trend Services, Inc. Profit Sharing Plan | 2023 | $16,710 | not reported in the loaded dataset |
| Sharp Rees-Stealy Medical Group, Inc. | Sharp Rees-Stealy Medical Group, Inc. 401(K) Retirement Savings Plan | 2023 | $15,789 | not reported in the loaded dataset |
| Dorsa Consulting Services, Inc. | Dcs Pep 401(K) Profit Sharing Plan | 2023 | $15,328 | not reported in the loaded dataset |
| Katzkin Leather Inc. | Katzkin Leather Inc. Employees 401k Plan | 2023 | $10,851 | not reported in the loaded dataset |
| Bj'S Enterprises, Inc | Bj'S Enterprises, Inc. 401(K) Plan | 2023 | $10,767 | not reported in the loaded dataset |
| Mortgage Research Center LLC | Veterans United Home Loans 401(K) Plan | 2023 | $7,786 | not reported in the loaded dataset |
Related Form 5500 pages
- Seminole Tribe Of Florida 401(K) Plan (plan 001)
- Seminole Tribe Of Florida — all reported plans
- Spectrum Brands, Inc. Merged Pension Plan (plan 023)
- Spectrum Brands, Inc. — all reported plans
- Harbor Group Inc. 401(K) Plan (plan 001)
- Harbor Group Inc. — all reported plans
- Innovative Refrigeration Systems, Inc. 401k Plan (plan 001)
- Innovative Refrigeration Systems, Inc. — all reported plans
- Calfee, Halter & Griswold Llp Profit Sharing Trust And Plan (plan 001)
- Calfee Halter & Griswold, Llp — all reported plans
- Aakron Rule Corp. Profit Sharing Plan (plan 001)
- Aakron Rule Corporation — all reported plans
- Pro Directional 401(K) Plan (plan 001)
- Pro Directional — all reported plans
- Pierce Companies 401(K) Plan (plan 001)
- Pierce'S Flooring, Inc. — all reported plans
- Card Kingdom, Inc. 401(K) Plan (plan 001)
- Card Kingdom, Inc. — all reported plans
- Benderson Development Co., LLC 401k Retirement Plan (plan 002)
- Benderson Development Co., LLC — all reported plans
- Webster Dental Care Group 401k Plan (plan 001)
- Webster Dental Care Group — all reported plans
- Trend Services, Inc. Profit Sharing Plan (plan 001)
- Trend Services, Inc. — all reported plans
- Sharp Rees-Stealy Medical Group, Inc. 401(K) Retirement Savings Plan (plan 004)
- Sharp Rees-Stealy Medical Group, Inc. — all reported plans
- Dcs Pep 401(K) Profit Sharing Plan (plan 001)
- Dorsa Consulting Services, Inc. — all reported plans
- Katzkin Leather Inc. Employees 401k Plan (plan 001)
- Katzkin Leather Inc. — all reported plans
- Bj'S Enterprises, Inc. 401(K) Plan (plan 001)
- Bj'S Enterprises, Inc — all reported plans
- Veterans United Home Loans 401(K) Plan (plan 001)
- Mortgage Research Center LLC — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources