Ubs Financial Service — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Service is reported as a service provider on 4 loaded Form 5500 filing(s) across 4 plan sponsor(s) and 4 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $200,551 and reported indirect compensation totals $15,022.
Reported compensation summary
- Reported direct compensation
- $200,551
- Reported indirect compensation
- $15,022
- Total reported compensation
- $215,573
- Filings
- 4
- Plan sponsors
- 4
- Plans
- 4
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| B Of T Ibew Local Nos 570 & 518 And Southern Az Chap Neca Annuity Plan | AZ | 1 | $106,883 |
| Sourcehov, LLC | TX | 1 | $61,168 |
| Princess Cruise Lines, Ltd. | WA | 1 | $32,500 |
| Hall, Estill, Hardwick, Gable, Golden & Nelson, P.C. | OK | 1 | $15,022 |
State footprint
Plans reporting Ubs Financial Service are sponsored in AZ (1), OK (1), TX (1), WA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| B Of T Ibew Local Nos 570 & 518 And Southern Az Chap Neca Annuity Plan | Ibew Local Nos 570 & 518 And Southern Az Chap Neca Annuity | 2023 | $106,883 | not reported in the loaded dataset |
| Sourcehov, LLC | Exela 401(K) Plan | 2023 | $61,168 | not reported in the loaded dataset |
| Princess Cruise Lines, Ltd. | Princess Cruises Retirement Savings Plan | 2023 | $32,500 | not reported in the loaded dataset |
| Hall, Estill, Hardwick, Gable, Golden & Nelson, P.C. | Hall, Estill Profit Sharing And 401(K) Plan | 2023 | $0 | $15,022 |
Related Form 5500 pages
- Ibew Local Nos 570 & 518 And Southern Az Chap Neca Annuity (plan 002)
- B Of T Ibew Local Nos 570 & 518 And Southern Az Chap Neca Annuity Plan — all reported plans
- Exela 401(K) Plan (plan 001)
- Sourcehov, LLC — all reported plans
- Princess Cruises Retirement Savings Plan (plan 002)
- Princess Cruise Lines, Ltd. — all reported plans
- Hall, Estill Profit Sharing And 401(K) Plan (plan 001)
- Hall, Estill, Hardwick, Gable, Golden & Nelson, P.C. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources