Ubs Financial Services, Inc — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Services, Inc is reported as a service provider on 1,003 loaded Form 5500 filing(s) across 957 plan sponsor(s) and 991 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $39,424,229 and reported indirect compensation totals $5,198,032.
Reported compensation summary
- Reported direct compensation
- $39,424,229
- Reported indirect compensation
- $5,198,032
- Total reported compensation
- $44,622,261
- Filings
- 1,003
- Plan sponsors
- 957
- Plans
- 991
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Demoulas Super Markets, Inc. | MA | 1 | $1,250,975 |
| Local 68 Engineers Union Welfare Board Of Trustees | NJ | 1 | $483,219 |
| Genuine Parts Company | GA | 2 | $400,000 |
| Board Of Trustees Local 138, 138a, 138b & 138c Iuoe Annuity Fund | NY | 1 | $387,654 |
| Mgm Resorts International | NV | 1 | $350,000 |
| Hcl America, Inc. | CA | 1 | $334,442 |
| Ergon, Inc. | MS | 1 | $282,124 |
| Board Of Trustees Of Int'L Union Of Operating Engineers Local 501 Indi | CA | 1 | $269,500 |
| Trustees Of Operating Engineers #49 Health And Welfare Fund | MN | 1 | $266,587 |
| Ortho Clinical Diagnostics | CA | 1 | $260,843 |
State footprint
Plans reporting Ubs Financial Services, Inc are sponsored in NY (122), CA (113), TX (71), FL (69), OH (68), IL (50), NJ (48), MA (35), GA (33), PA (32), MI (25), MD (24).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Demoulas Super Markets, Inc. | Demoulas (Restated) Profit Sharing Plan & Trust | 2023 | $1,250,975 | not reported in the loaded dataset |
| Local 68 Engineers Union Welfare Board Of Trustees | Local 68 Engineers Union Welfare Plan | 2023 | $482,730 | $489 |
| Board Of Trustees Local 138, 138a, 138b & 138c Iuoe Annuity Fund | Local 138, 138a, 138b & 138c Internati Of Operating Engineers Annuity Fund | 2023 | $387,654 | $0 |
| Mgm Resorts International | The Mgm Resorts 401(K) Savings Plan | 2023 | $350,000 | not reported in the loaded dataset |
| Hcl America, Inc. | Hcl America, Inc. 401(K) Plan | 2023 | $334,442 | not reported in the loaded dataset |
| Ergon, Inc. | Ergon 401(K) Plan | 2023 | $282,124 | not reported in the loaded dataset |
| Board Of Trustees Of Int'L Union Of Operating Engineers Local 501 Indi | International Union Of Operating Engineers Local 501 Individual Account Plan Trust Fund | 2023 | $269,500 | not reported in the loaded dataset |
| Trustees Of Operating Engineers #49 Health And Welfare Fund | Operating Engineers #49 Health And Welfare Fund | 2023 | $266,587 | $0 |
| Ortho Clinical Diagnostics | Ortho Clinical Diagnostics 401k Plan | 2023 | $0 | $260,843 |
| Garage Isla Verde LLC | Garage Isla Verde Inc Retirement Plan | 2023 | $251,799 | not reported in the loaded dataset |
| Board Of Trustees Of Operating Engineers | Operating Engineers Local 501 Security Fund | 2023 | $250,697 | not reported in the loaded dataset |
| Pkf O'Connor Davies, Llp | Pkf O'Connor Davies, Llp 401(K) Savings & Retirement Plan | 2023 | $212,958 | $0 |
| Mcconnell Valdes LLC | Mcv Retirement Plan | 2023 | $212,703 | not reported in the loaded dataset |
| Pnd Engineers, Inc. | Pnd Engineers, Inc. 401(K) Profit Sharing Plan | 2023 | $211,581 | not reported in the loaded dataset |
| Genuine Parts Company | Genuine Parts Company Pension Plan | 2023 | $200,000 | $0 |
| Genuine Parts Company | Genuine Parts Company 401(K) Savings Plan | 2023 | $200,000 | $0 |
| Architectural Graphics, Inc. | Agi 401(K) Plan | 2023 | $101,826 | $89,291 |
| Chesterman Company | Chesterman Company 401(K) Profit Sharing Plan | 2023 | $177,136 | not reported in the loaded dataset |
| Amedisys Holding, LLC | Amedisys Holding, LLC 401(K) Plan | 2023 | $167,167 | not reported in the loaded dataset |
| Jf Acquistion, LLC | Jf Acquisition, LLC 401(K) Plan | 2023 | $162,896 | $0 |
| Guard Publishing Company | Guard Publishing Company Retirement Plan | 2023 | $158,899 | not reported in the loaded dataset |
| J & J Snack Foods Corp. | J & J Snack Foods Corp. 401(K) Profit Sharing Plan | 2023 | $158,001 | not reported in the loaded dataset |
| Salas O'Brien, Inc. | Salas O'Brien Retirement Plan | 2023 | $157,991 | not reported in the loaded dataset |
| Sinai Health System | Sinai Health System Consolidated 403(B) Plan | 2023 | $157,516 | not reported in the loaded dataset |
| Stg Logistics, Inc. | Stg Logistics Retirement Plan | 2023 | $157,354 | not reported in the loaded dataset |
| American Refining Group, Inc. | American Refining Group Employee Stock Ownership Plan | 2023 | $153,926 | not reported in the loaded dataset |
| Board Of Trustees, Roofers Local No. 74/No. 203 Pension Fund | Roofers Local No. 74/ No. 203 Pension Plan | 2023 | $153,196 | $0 |
| Kostal Of America Inc. | Kostal Of America, Inc. 401(K) Plan | 2023 | $0 | $150,222 |
| Control Associates, Inc. | Control Associates, Inc. Employee Stock Ownership Plan | 2023 | $148,287 | not reported in the loaded dataset |
| Beveridge & Diamond, P.C. | Beveridge & Diamond, P.C. 401(K) Profit Sharing Plan & Trust 'A' | 2023 | $147,538 | not reported in the loaded dataset |
| Cdi Corporation | Cdi Corporation 401(K) Savings Plan | 2023 | $144,017 | not reported in the loaded dataset |
| Lyondell Chemical Company | Lyondellbasell Savings Plan | 2023 | $141,894 | not reported in the loaded dataset |
| J.H. Findorff & Son Inc. | J.H. Findorff & Son Inc. Employee Retirement Plan | 2023 | $139,721 | $19 |
| Phi Group, Inc. | Phi Group, Inc. 401(K) Retirement Plan | 2023 | $139,248 | not reported in the loaded dataset |
| Evergreen Shipping Agency (America) Corporation | Ega 401(K) Profit Sharing Plan | 2023 | $135,826 | not reported in the loaded dataset |
| National Multiple Sclerosis Society | National Ms Society 401(K) Plan | 2023 | $135,000 | not reported in the loaded dataset |
| Robins Kaplan Llp | Robins Kaplan Llp Cash Balance Pension Plan | 2023 | $134,276 | $0 |
| Giorgio Foods, Inc. | Giorgio Companies Profit Sharing & 401(K) Plan | 2023 | $130,262 | not reported in the loaded dataset |
| American Financial Group, Inc. | American Financial Group 401k Retirement And Savings Plan | 2023 | $125,000 | not reported in the loaded dataset |
| Mol (Americas) LLC | Mol Retirement & Savings Plan | 2023 | $123,709 | not reported in the loaded dataset |
| Rocky Mountain Gastroenterology Associates, Pllc | Rocky Mountain Gastroenterology Associates, Pllc Cash Balance Plan | 2023 | $123,694 | not reported in the loaded dataset |
| Board Of Trustees, Santa Monica Police Officers' | Santa Monica Police Officers' Association Reimbursement Trust | 2023 | $119,045 | not reported in the loaded dataset |
| Consolidated Asset Management Services, LLC | Cams 401(K) Plan | 2023 | $0 | $117,344 |
| Benevolent Telephone Death Benefit Fund, Inc. | Benevolent Telephone Death Benefit Fund, Inc. | 2023 | $115,977 | not reported in the loaded dataset |
| Boeing Employees' Credit Union | Retirement Plan For Employees Of Boeing Employees' Credit Union | 2023 | $115,360 | not reported in the loaded dataset |
| Long Island Anesthesia Physicians, Llp | Long Island Anesthesia Physicians, Llp 401-K Plan | 2023 | $114,219 | not reported in the loaded dataset |
| Vaynermedia | Vaynermedia 401(K) Retirement Plan And Trust | 2023 | $113,240 | $0 |
| Macerich Property Management Company LLC. | Macerich Property Management Company 401(K) Profit Sharing Plan | 2023 | $112,802 | not reported in the loaded dataset |
| A. Duda & Sons, Inc. | Retirement Plan For Employees Of A. Duda & Sons, Inc. | 2023 | $111,804 | not reported in the loaded dataset |
| Heico Holding, Inc. | Heico Holding, Inc. 401(K) Plan | 2023 | $111,459 | not reported in the loaded dataset |
Related Form 5500 pages
- Demoulas (Restated) Profit Sharing Plan & Trust (plan 001)
- Demoulas Super Markets, Inc. — all reported plans
- Local 68 Engineers Union Welfare Plan (plan 501)
- Local 68 Engineers Union Welfare Board Of Trustees — all reported plans
- Local 138, 138a, 138b & 138c Internati Of Operating Engineers Annuity Fund (plan 002)
- Board Of Trustees Local 138, 138a, 138b & 138c Iuoe Annuity Fund — all reported plans
- The Mgm Resorts 401(K) Savings Plan (plan 002)
- Mgm Resorts International — all reported plans
- Hcl America, Inc. 401(K) Plan (plan 001)
- Hcl America, Inc. — all reported plans
- Ergon 401(K) Plan (plan 002)
- Ergon, Inc. — all reported plans
- International Union Of Operating Engineers Local 501 Individual Account Plan Trust Fund (plan 001)
- Board Of Trustees Of Int'L Union Of Operating Engineers Local 501 Indi — all reported plans
- Operating Engineers #49 Health And Welfare Fund (plan 501)
- Trustees Of Operating Engineers #49 Health And Welfare Fund — all reported plans
- Ortho Clinical Diagnostics 401k Plan (plan 001)
- Ortho Clinical Diagnostics — all reported plans
- Garage Isla Verde Inc Retirement Plan (plan 001)
- Garage Isla Verde LLC — all reported plans
- Operating Engineers Local 501 Security Fund (plan 501)
- Board Of Trustees Of Operating Engineers — all reported plans
- Pkf O'Connor Davies, Llp 401(K) Savings & Retirement Plan (plan 002)
- Pkf O'Connor Davies, Llp — all reported plans
- Mcv Retirement Plan (plan 002)
- Mcconnell Valdes LLC — all reported plans
- Pnd Engineers, Inc. 401(K) Profit Sharing Plan (plan 001)
- Pnd Engineers, Inc. — all reported plans
- Genuine Parts Company Pension Plan (plan 001)
- Genuine Parts Company — all reported plans
- Genuine Parts Company 401(K) Savings Plan (plan 003)
- Agi 401(K) Plan (plan 001)
- Architectural Graphics, Inc. — all reported plans
- Chesterman Company 401(K) Profit Sharing Plan (plan 001)
- Chesterman Company — all reported plans
- Amedisys Holding, LLC 401(K) Plan (plan 001)
- Amedisys Holding, LLC — all reported plans
- Jf Acquisition, LLC 401(K) Plan (plan 001)
- Jf Acquistion, LLC — all reported plans
- Guard Publishing Company Retirement Plan (plan 005)
- Guard Publishing Company — all reported plans
- J & J Snack Foods Corp. 401(K) Profit Sharing Plan (plan 001)
- J & J Snack Foods Corp. — all reported plans
- Salas O'Brien Retirement Plan (plan 002)
- Salas O'Brien, Inc. — all reported plans
- Sinai Health System Consolidated 403(B) Plan (plan 004)
- Sinai Health System — all reported plans
- Stg Logistics Retirement Plan (plan 001)
- Stg Logistics, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources