Ubs Investments — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Investments is reported as a service provider on 3 loaded Form 5500 filing(s) across 3 plan sponsor(s) and 3 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $454,927 and reported indirect compensation totals not reported in the loaded dataset.
Reported compensation summary
- Reported direct compensation
- $454,927
- Reported indirect compensation
- not reported in the loaded dataset
- Total reported compensation
- $454,927
- Filings
- 3
- Plan sponsors
- 3
- Plans
- 3
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Sheet Metal Workers Local 22 Annuity Fund | NJ | 1 | $271,081 |
| Gray, Inc. | KY | 1 | $106,502 |
| Sheet Metal Workers Local 22 Welfare Fund Board Of Trustees | NJ | 1 | $77,344 |
State footprint
Plans reporting Ubs Investments are sponsored in NJ (2), KY (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Sheet Metal Workers Local 22 Annuity Fund | Sheet Metal Workers Local 22 - Annuity Fund | 2023 | $271,081 | not reported in the loaded dataset |
| Gray, Inc. | Gray, Inc. Employee Stock Ownership Plan | 2023 | $106,502 | not reported in the loaded dataset |
| Sheet Metal Workers Local 22 Welfare Fund Board Of Trustees | Sheet Metal Workers Local 22 - Welfare Fund | 2023 | $77,344 | not reported in the loaded dataset |
Related Form 5500 pages
- Sheet Metal Workers Local 22 - Annuity Fund (plan 002)
- Sheet Metal Workers Local 22 Annuity Fund — all reported plans
- Gray, Inc. Employee Stock Ownership Plan (plan 002)
- Gray, Inc. — all reported plans
- Sheet Metal Workers Local 22 - Welfare Fund (plan 501)
- Sheet Metal Workers Local 22 Welfare Fund Board Of Trustees — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources