Ubs Securities LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Securities LLC is reported as a service provider on 4 loaded Form 5500 filing(s) across 4 plan sponsor(s) and 4 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $35,872 and reported indirect compensation totals $213,454.
Reported compensation summary
- Reported direct compensation
- $35,872
- Reported indirect compensation
- $213,454
- Total reported compensation
- $249,326
- Filings
- 4
- Plan sponsors
- 4
- Plans
- 4
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| General Electric Company, Operating As Ge Aerospace | OH | 1 | $165,126 |
| Western Conference Of Teamsters Pension Trust Fund Board Of Trustees | WA | 1 | $35,872 |
| Dominion Energy, Inc. | VA | 1 | $25,847 |
| National Rural Electric Cooperative Association | VA | 1 | $22,481 |
State footprint
Plans reporting Ubs Securities LLC are sponsored in VA (2), OH (1), WA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| General Electric Company, Operating As Ge Aerospace | General Electric Pension Trust | 2023 | $0 | $165,126 |
| Western Conference Of Teamsters Pension Trust Fund Board Of Trustees | Western Conference Of Teamsters Pension Plan | 2023 | $35,872 | not reported in the loaded dataset |
| Dominion Energy, Inc. | Dominion Energy, Inc. Defined Benefit Master Trust | 2023 | $0 | $25,847 |
| National Rural Electric Cooperative Association | Retirement Security Plan | 2023 | $0 | $22,481 |
Related Form 5500 pages
- General Electric Pension Trust (plan 001)
- General Electric Company, Operating As Ge Aerospace — all reported plans
- Western Conference Of Teamsters Pension Plan (plan 001)
- Western Conference Of Teamsters Pension Trust Fund Board Of Trustees — all reported plans
- Dominion Energy, Inc. Defined Benefit Master Trust (plan 047)
- Dominion Energy, Inc. — all reported plans
- Retirement Security Plan (plan 333)
- National Rural Electric Cooperative Association — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources