2023 Form 5500 filing — Empire State Mines 401(K) Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240725050330NAL0014035233001) for Empire State Mines 401(K) Retirement Plan, reported by Empire State Mines, LLC under EIN 83-0361818 and plan number 001. It reports 162 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240725050330NAL0014035233001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Empire State Mines, LLC
- EIN
- 83-0361818
- Plan number
- 001
- Location
- Gouverneur, NY
- Participants
- 162
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $5,501,813
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $5,501,813
- Employer contributions
- $705,459
- Participant contributions
- $897,426
- Total income / additions
- $2,445,938
- Benefits paid
- $353,997
- Administrative expenses
- $55,226
- Total expenses
- $416,556
- Net increase / (decrease)
- $2,029,382
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Fisher Asset Management LLC | INVESTMENT/FINANCIAL ADVI | $29,780 | $0 |
| Adp, Inc. | RECORD KEEPER | $25,445 | $0 |