Empire State Mines 401(K) Retirement Plan — Form 5500 plan (Empire State Mines, LLC)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Empire State Mines 401(K) Retirement Plan is a benefit plan reported by Empire State Mines, LLC under EIN 83-0361818 and plan number 001. The latest loaded filing year is 2023. The filing reports 162 participants and $5,501,813 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Empire State Mines, LLC
EIN
83-0361818
Plan number
001
Plan type
2
Location
Gouverneur, NY
Latest filing year
2023
Participants
162
End-of-year plan assets
$5,501,813

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023162H, C20240725050330NAL0014035233001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$5,501,813
Total liabilities (EOY)
$0
Net assets (EOY)
$5,501,813
Net assets (BOY)
$3,472,431

Income & contributions

Employer contributions
$705,459
Participant contributions
$897,426
Total contributions
$1,744,424
Total income / additions
$2,445,938

Expenses & distributions

Benefits paid
$353,997
Administrative expenses
$55,226
Total expenses
$416,556
Net increase / (decrease)
$2,029,382

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Fisher Asset Management LLCINVESTMENT/FINANCIAL ADVI$29,780$02023
Adp, Inc.RECORD KEEPER$25,445$02023

Related Form 5500 pages