2023 Form 5500 filing — Natwest Markets Retirement Savings Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240809130754NAL0003297267001) for Natwest Markets Retirement Savings Plan, reported by Natwest Markets Securities Inc. under EIN 13-3172275 and plan number 002. It reports 1,620 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240809130754NAL0003297267001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Natwest Markets Securities Inc.
- EIN
- 13-3172275
- Plan number
- 002
- Location
- Stamford, CT
- Participants
- 1,620
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $552,653,159
- Total liabilities (EOY)
- $97,428
- Net assets (EOY)
- $552,555,731
- Employer contributions
- $4,003,401
- Participant contributions
- $4,531,662
- Total income / additions
- $101,653,087
- Benefits paid
- $43,522,931
- Administrative expenses
- $170,557
- Total expenses
- $43,710,497
- Net increase / (decrease)
- $57,942,590
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Advisory Group, LLC | NONE | $165,800 | not reported in the loaded dataset |
| Empower Annuity Insurance Company | NONE | $103,041 | $0 |
| Empower Financial Services, Inc. | NONE | $2,324 | $0 |