Natwest Markets Retirement Savings Plan — Form 5500 plan (Natwest Markets Securities Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Natwest Markets Retirement Savings Plan is a benefit plan reported by Natwest Markets Securities Inc. under EIN 13-3172275 and plan number 002. The latest loaded filing year is 2023. The filing reports 1,620 participants and $552,653,159 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Natwest Markets Securities Inc.
- EIN
- 13-3172275
- Plan number
- 002
- Plan type
- 2
- Location
- Stamford, CT
- Latest filing year
- 2023
- Participants
- 1,620
- End-of-year plan assets
- $552,653,159
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 1,620 | H, C | 20240809130754NAL0003297267001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $552,653,159
- Total liabilities (EOY)
- $97,428
- Net assets (EOY)
- $552,555,731
- Net assets (BOY)
- $494,613,141
Income & contributions
- Employer contributions
- $4,003,401
- Participant contributions
- $4,531,662
- Total contributions
- $9,472,019
- Total income / additions
- $101,653,087
Expenses & distributions
- Benefits paid
- $43,522,931
- Administrative expenses
- $170,557
- Total expenses
- $43,710,497
- Net increase / (decrease)
- $57,942,590
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Empower Advisory Group, LLC | NONE | $165,800 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company | NONE | $103,041 | $0 | 2023 |
| Empower Financial Services, Inc. | NONE | $2,324 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Natwest Markets Securities Inc.
- 2023 Form 5500 filing
- Form 5500 filings in CT
- 401(k) and benefit plan filings in Stamford, CT
- Empower Advisory Group, LLC — Schedule C compensation
- Empower Annuity Insurance Company — Schedule C compensation
- Empower Financial Services, Inc. — Schedule C compensation