2023 Form 5500 filing — Michael Sullivan & Associates 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240830102031NAL0007085603001) for Michael Sullivan & Associates 401(K) Profit Sharing Plan, reported by Michael Sullivan & Associates under EIN 46-0904871 and plan number 001. It reports 288 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240830102031NAL0007085603001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Michael Sullivan & Associates
- EIN
- 46-0904871
- Plan number
- 001
- Location
- Fullerton, CA
- Participants
- 288
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $13,722,166
- Net assets (EOY)
- $13,722,166
- Employer contributions
- $469,767
- Participant contributions
- $1,734,033
- Total income / additions
- $4,585,104
- Benefits paid
- $616,714
- Administrative expenses
- $79,778
- Total expenses
- $696,492
- Net increase / (decrease)
- $3,888,612
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Lion Street Advisors | INVESTMENT ADVISOR | $38,030 | $17 |
| Principal Life Insurance Company | CONTACT ADMINISTRATOR | $33,575 | $0 |
| Cetera Retirement Plan Specialists | CONTRACT ADMINISTRATOR | $8,174 | $5,184 |
| Morningstar Investment Mgmt, LLC | IND ADV PARTICIPANTS | $0 | $0 |