Michael Sullivan & Associates 401(K) Profit Sharing Plan — Form 5500 plan (Michael Sullivan & Associates)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Michael Sullivan & Associates 401(K) Profit Sharing Plan is a benefit plan reported by Michael Sullivan & Associates under EIN 46-0904871 and plan number 001. The latest loaded filing year is 2023. The filing reports 288 participants and $13,722,166 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Michael Sullivan & Associates
- EIN
- 46-0904871
- Plan number
- 001
- Plan type
- 2
- Location
- Fullerton, CA
- Latest filing year
- 2023
- Participants
- 288
- End-of-year plan assets
- $13,722,166
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 288 | H, C | 20240830102031NAL0007085603001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $13,722,166
- Net assets (EOY)
- $13,722,166
- Net assets (BOY)
- $9,833,554
Income & contributions
- Employer contributions
- $469,767
- Participant contributions
- $1,734,033
- Total contributions
- $2,684,936
- Total income / additions
- $4,585,104
Expenses & distributions
- Benefits paid
- $616,714
- Administrative expenses
- $79,778
- Total expenses
- $696,492
- Net increase / (decrease)
- $3,888,612
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Lion Street Advisors | INVESTMENT ADVISOR | $38,030 | $17 | 2023 |
| Principal Life Insurance Company | CONTACT ADMINISTRATOR | $33,575 | $0 | 2023 |
| Cetera Retirement Plan Specialists | CONTRACT ADMINISTRATOR | $8,174 | $5,184 | 2023 |
| Morningstar Investment Mgmt, LLC | IND ADV PARTICIPANTS | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Michael Sullivan & Associates
- 2023 Form 5500 filing
- Form 5500 filings in CA
- 401(k) and benefit plan filings in Fullerton, CA
- Lion Street Advisors — Schedule C compensation
- Principal Life Insurance Company — Schedule C compensation
- Cetera Retirement Plan Specialists — Schedule C compensation
- Morningstar Investment Mgmt, LLC — Schedule C compensation