2023 Form 5500 filing — Finra Employees Retirement Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240927090134NAL0001817681001) for Finra Employees Retirement Plan, reported by Finra under EIN 53-0088710 and plan number 001. It reports 2,351 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240927090134NAL0001817681001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Finra
- EIN
- 53-0088710
- Plan number
- 001
- Location
- Washington, DC
- Participants
- 2,351
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $529,960,253
- Total liabilities (EOY)
- $13,973,352
- Net assets (EOY)
- $515,986,901
- Total income / additions
- $65,189,755
- Benefits paid
- $18,800,802
- Administrative expenses
- $1,670,934
- Total expenses
- $20,471,736
- Net increase / (decrease)
- $44,718,019
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Aon Consulting Inc. | NONE | $523,543 | not reported in the loaded dataset |
| Pacific Investment Management | NONE | $265,768 | $0 |
| Wellington Trust Company, Na | NONE | $204,689 | $0 |
| Aon Investments Usa, Inc. | NONE | $184,305 | not reported in the loaded dataset |
| Blackrock Institutional Trust Co. | NONE | $105,893 | $0 |
| Vaughan Nelson Investment Mgmt Lp | NONE | $81,640 | $0 |
| The Bank Of New York Mellon | NONE | $77,452 | not reported in the loaded dataset |