Finra Employees Retirement Plan — Form 5500 plan (Finra)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Finra Employees Retirement Plan is a benefit plan reported by Finra under EIN 53-0088710 and plan number 001. The latest loaded filing year is 2023. The filing reports 2,351 participants and $529,960,253 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Finra
- EIN
- 53-0088710
- Plan number
- 001
- Plan type
- 2
- Location
- Washington, DC
- Latest filing year
- 2023
- Participants
- 2,351
- End-of-year plan assets
- $529,960,253
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 2,351 | H, C | 20240927090134NAL0001817681001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $529,960,253
- Total liabilities (EOY)
- $13,973,352
- Net assets (EOY)
- $515,986,901
- Net assets (BOY)
- $471,268,882
Income & contributions
- Total contributions
- $0
- Total income / additions
- $65,189,755
Expenses & distributions
- Benefits paid
- $18,800,802
- Administrative expenses
- $1,670,934
- Total expenses
- $20,471,736
- Net increase / (decrease)
- $44,718,019
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Aon Consulting Inc. | NONE | $523,543 | not reported in the loaded dataset | 2023 |
| Pacific Investment Management | NONE | $265,768 | $0 | 2023 |
| Wellington Trust Company, Na | NONE | $204,689 | $0 | 2023 |
| Aon Investments Usa, Inc. | NONE | $184,305 | not reported in the loaded dataset | 2023 |
| Blackrock Institutional Trust Co. | NONE | $105,893 | $0 | 2023 |
| Vaughan Nelson Investment Mgmt Lp | NONE | $81,640 | $0 | 2023 |
| The Bank Of New York Mellon | NONE | $77,452 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Finra
- 2023 Form 5500 filing
- Form 5500 filings in DC
- 401(k) and benefit plan filings in Washington, DC
- Aon Consulting Inc. — Schedule C compensation
- Pacific Investment Management — Schedule C compensation
- Wellington Trust Company, Na — Schedule C compensation
- Aon Investments Usa, Inc. — Schedule C compensation
- Blackrock Institutional Trust Co. — Schedule C compensation
- Vaughan Nelson Investment Mgmt Lp — Schedule C compensation
- The Bank Of New York Mellon — Schedule C compensation