2023 Form 5500 filing — Caterpillar Inc. Retirement Income Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240930134020NAL0003278019001) for Caterpillar Inc. Retirement Income Plan, reported by Caterpillar Inc. under EIN 37-0602744 and plan number 002. It reports 40,474 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20240930134020NAL0003278019001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Caterpillar Inc.
- EIN
- 37-0602744
- Plan number
- 002
- Location
- Irving, TX
- Participants
- 40,474
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $9,803,014,695
- Total liabilities (EOY)
- $457,172
- Net assets (EOY)
- $9,802,557,523
- Total income / additions
- $947,070,412
- Benefits paid
- $679,101,057
- Administrative expenses
- $6,378,659
- Total expenses
- $685,479,716
- Net increase / (decrease)
- $261,590,696
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Alight Solutions | NONE | $1,743,644 | not reported in the loaded dataset |
| Strategic Benefit Advisors | NONE | $711,289 | not reported in the loaded dataset |
| Pricewaterhousecoopers Llp | NONE | $65,909 | not reported in the loaded dataset |
| Willis Towers Watson | NONE | $7,000 | not reported in the loaded dataset |