2023 Form 5500 filing — Nri Group 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241004110035NAL0012126273001) for Nri Group 401(K) Plan, reported by Nomura Research Institute Holdings America, Inc. under EIN 46-5268484 and plan number 002. It reports 396 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$41.8MReported net assets$41,781,092
Participants396
Provider compensation$150.2K4 Schedule C row(s)$150,228
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20241004110035NAL0012126273001
- Plan sponsor
- Nomura Research Institute Holdings America, Inc.
- EIN
- 46-5268484
- Plan number
- 002
- Location
- New York, NY
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$41.8M total assets
Net assets$41.8MLiabilities$0
Full reported line items
- Total assets (EOY)
- $41,781,092
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $41,781,092
- Employer contributions
- $954,142
- Participant contributions
- $1,548,669
- Total income / additions
- $9,049,448
- Benefits paid
- $8,174,539
- Administrative expenses
- $242,024
- Total expenses
- $8,479,501
- Net increase / (decrease)
- $569,947
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Morgan Stanley | INVESTMENT ADVISOR | $89,908 | not reported in the loaded dataset |
| Empower Life & Annuity Insurance | RECORDKEEPER | $25,082 | $0 |
| The Benefit Practice | CONTRACT ADMIN | $8,998 | $10,000 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $16,240 | not reported in the loaded dataset |