Nri Group 401(K) Plan — Form 5500 plan (Nomura Research Institute Holdings America, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Nri Group 401(K) Plan is a benefit plan reported by Nomura Research Institute Holdings America, Inc. under EIN 46-5268484 and plan number 002. The latest loaded filing year is 2023. The filing reports 396 participants and $41,781,092 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Nomura Research Institute Holdings America, Inc.
- EIN
- 46-5268484
- Plan number
- 002
- Plan type
- 2
- Location
- New York, NY
- Latest filing year
- 2023
- Participants
- 396
- End-of-year plan assets
- $41,781,092
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 396 | H, C | 20241004110035NAL0012126273001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $41,781,092
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $41,781,092
- Net assets (BOY)
- $41,211,145
Income & contributions
- Employer contributions
- $954,142
- Participant contributions
- $1,548,669
- Total contributions
- $2,587,727
- Total income / additions
- $9,049,448
Expenses & distributions
- Benefits paid
- $8,174,539
- Administrative expenses
- $242,024
- Total expenses
- $8,479,501
- Net increase / (decrease)
- $569,947
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Morgan Stanley | INVESTMENT ADVISOR | $89,908 | not reported in the loaded dataset | 2023 |
| Empower Life & Annuity Insurance | RECORDKEEPER | $25,082 | $0 | 2023 |
| The Benefit Practice | CONTRACT ADMIN | $8,998 | $10,000 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $16,240 | not reported in the loaded dataset | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Nomura Research Institute Holdings America, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in NY
- 401(k) and benefit plan filings in New York, NY
- Morgan Stanley — Schedule C compensation
- Empower Life & Annuity Insurance — Schedule C compensation
- The Benefit Practice — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation