2023 Form 5500 filing — Opus One 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241007131126NAL0007592755001) for Opus One 401(K) Plan, reported by Opus One Winery, LLC under EIN 68-0235610 and plan number 002. It reports 149 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241007131126NAL0007592755001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Opus One Winery, LLC
- EIN
- 68-0235610
- Plan number
- 002
- Location
- Oakville, CA
- Participants
- 149
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $21,905,983
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $21,905,983
- Employer contributions
- $773,399
- Participant contributions
- $1,146,869
- Total income / additions
- $4,202,426
- Benefits paid
- $2,021,867
- Administrative expenses
- $102,108
- Total expenses
- $2,123,975
- Net increase / (decrease)
- $2,078,451
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Advisory Group, LLC | INVESTMENT MGMT | $56,452 | not reported in the loaded dataset |
| Newfront Retirement Services, Inc. | INVESTMENT ADVISOR | $43,590 | not reported in the loaded dataset |
| Empower Annuity Insurance Company | RECORDKEEPER | $2,011 | $0 |
| Charles Schwab & Co., Inc. | SECURITIES BROKERAGE | $55 | $0 |