Opus One 401(K) Plan — Form 5500 plan (Opus One Winery, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Opus One 401(K) Plan is a benefit plan reported by Opus One Winery, LLC under EIN 68-0235610 and plan number 002. The latest loaded filing year is 2023. The filing reports 149 participants and $21,905,983 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Opus One Winery, LLC
- EIN
- 68-0235610
- Plan number
- 002
- Plan type
- 2
- Location
- Oakville, CA
- Latest filing year
- 2023
- Participants
- 149
- End-of-year plan assets
- $21,905,983
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 149 | H, C | 20241007131126NAL0007592755001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $21,905,983
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $21,905,983
- Net assets (BOY)
- $19,827,532
Income & contributions
- Employer contributions
- $773,399
- Participant contributions
- $1,146,869
- Total contributions
- $1,937,733
- Total income / additions
- $4,202,426
Expenses & distributions
- Benefits paid
- $2,021,867
- Administrative expenses
- $102,108
- Total expenses
- $2,123,975
- Net increase / (decrease)
- $2,078,451
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Empower Advisory Group, LLC | INVESTMENT MGMT | $56,452 | not reported in the loaded dataset | 2023 |
| Newfront Retirement Services, Inc. | INVESTMENT ADVISOR | $43,590 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Company | RECORDKEEPER | $2,011 | $0 | 2023 |
| Charles Schwab & Co., Inc. | SECURITIES BROKERAGE | $55 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Opus One Winery, LLC
- 2023 Form 5500 filing
- Form 5500 filings in CA
- 401(k) and benefit plan filings in Oakville, CA
- Empower Advisory Group, LLC — Schedule C compensation
- Newfront Retirement Services, Inc. — Schedule C compensation
- Empower Annuity Insurance Company — Schedule C compensation
- Charles Schwab & Co., Inc. — Schedule C compensation