2023 Form 5500 filing — Canaccord Genuity LLC 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241010103902NAL0009917427001) for Canaccord Genuity LLC 401(K) Plan, reported by Canaccord Genuity LLC under EIN 20-0779566 and plan number 002. It reports 590 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241010103902NAL0009917427001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Canaccord Genuity LLC
- EIN
- 20-0779566
- Plan number
- 002
- Location
- Ny, NY
- Participants
- 590
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $96,000,935
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $96,000,935
- Employer contributions
- $1,475,756
- Participant contributions
- $6,227,996
- Total income / additions
- $24,992,573
- Benefits paid
- $5,896,293
- Administrative expenses
- $101,397
- Total expenses
- $5,999,559
- Net increase / (decrease)
- $18,993,014
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Resources Investment Advisors LLC | ADVISOR | $43,021 | not reported in the loaded dataset |
| Coastal Capital Group | ADVISOR | $39,584 | not reported in the loaded dataset |
| Strategic Advisors, Inc. | ADVISOR | $12,703 | not reported in the loaded dataset |
| Fidelity Investments Institutional | RECORDKEEPER | $6,611 | $0 |