Canaccord Genuity LLC 401(K) Plan — Form 5500 plan (Canaccord Genuity LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Canaccord Genuity LLC 401(K) Plan is a benefit plan reported by Canaccord Genuity LLC under EIN 20-0779566 and plan number 002. The latest loaded filing year is 2023. The filing reports 590 participants and $96,000,935 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Canaccord Genuity LLC
- EIN
- 20-0779566
- Plan number
- 002
- Plan type
- 2
- Location
- Ny, NY
- Latest filing year
- 2023
- Participants
- 590
- End-of-year plan assets
- $96,000,935
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 590 | H, C | 20241010103902NAL0009917427001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $96,000,935
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $96,000,935
- Net assets (BOY)
- $77,007,921
Income & contributions
- Employer contributions
- $1,475,756
- Participant contributions
- $6,227,996
- Total contributions
- $8,172,840
- Total income / additions
- $24,992,573
Expenses & distributions
- Benefits paid
- $5,896,293
- Administrative expenses
- $101,397
- Total expenses
- $5,999,559
- Net increase / (decrease)
- $18,993,014
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Resources Investment Advisors LLC | ADVISOR | $43,021 | not reported in the loaded dataset | 2023 |
| Coastal Capital Group | ADVISOR | $39,584 | not reported in the loaded dataset | 2023 |
| Strategic Advisors, Inc. | ADVISOR | $12,703 | not reported in the loaded dataset | 2023 |
| Fidelity Investments Institutional | RECORDKEEPER | $6,611 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Canaccord Genuity LLC
- 2023 Form 5500 filing
- Form 5500 filings in NY
- 401(k) and benefit plan filings in Ny, NY
- Resources Investment Advisors LLC — Schedule C compensation
- Coastal Capital Group — Schedule C compensation
- Strategic Advisors, Inc. — Schedule C compensation
- Fidelity Investments Institutional — Schedule C compensation