2023 Form 5500 filing — Equiniti 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241010162307NAL0021432289001) for Equiniti 401(K) Plan, reported by Equiniti under EIN 13-3439945 and plan number 001. It reports 1,698 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241010162307NAL0021432289001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Equiniti
- EIN
- 13-3439945
- Plan number
- 001
- Location
- New York, NY
- Participants
- 1,698
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $108,651,430
- Net assets (EOY)
- $108,651,430
- Employer contributions
- $3,840,438
- Participant contributions
- $8,230,482
- Total income / additions
- $29,863,730
- Benefits paid
- $6,502,503
- Administrative expenses
- $218,791
- Total expenses
- $6,727,046
- Net increase / (decrease)
- $23,136,684
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $79,385 | $0 |
| Compass Retirement Consultant Group | CONTRACT ADMINISTRATOR | $54,524 | $23,005 |
| Mma Securities LLC | CONTRACT ADMINISTRATOR | $60,472 | $0 |
| Compass 360, LLC | CONTRACT ADMINISTRATOR | $24,410 | $0 |